George E. Reilly
Professional summary
George Ernest Reilly was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
George is a previously registered financial advisor and started their career in finance in 1987. Prior to being barred, George had worked at 6 firms, which includes TLG ADVISORS INC., CHICAGO INVESTMENT GROUP LLC, WEB STREET SECURITIES INC., REGAL SECURITIES INC., LIT AMERICA INC., GOLDBERG SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2006 - August 2, 2007
TLG ADVISORS, INC.
April 12, 2001 - December 17, 2007
CHICAGO INVESTMENT GROUP, LLC
December 5, 2000 - December 17, 2007
CHICAGO INVESTMENT GROUP, LLC
February 25, 1999 - November 27, 2000
WEB STREET SECURITIES, INC.
February 27, 1998 - March 19, 1999
REGAL SECURITIES, INC.
June 9, 1988 - February 27, 1992
LIT AMERICA, INC.
June 24, 1987 - June 9, 1988
GOLDBERG SECURITIES, INC.
Primary Firm SEC Registration
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/25/2000
Limited Representative-Equity Trader ExamCurrent Firm
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
