JS
Jeffrey S. Seltzer
CENTAURUS FINANCIAL
Lauderdale By The Sea, FL 33308
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CRD#: 1522944
JS
Professional summary
Jeffrey Steven Seltzer, who also goes by Jeffrey Seltzer, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Lauderdale By The Sea, Florida.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jeffrey has worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey Seltzer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GOLD COAST WEALTH MANAGEMENT POSITION: President NATURE: DBA for branding purposes only INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/1/2016 ADDRESS: 275 Commercial Blvd., Suite #200, Lauderdale by the Sea, FL 33308, United States DESCRIPTION: DBA for branding purpose only 2. REAL ESTATE BROKER LICENSE POSITION: Broker NATURE: Real Estate Broker, no activity. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1980 ADDRESS: Fort Lauderdale FL 33308, United States DESCRIPTION: I have a Real Estate Brokers License that I have held for over 30 years. I am not actively selling Real Estate and I am not presently earning commissions from this license. 3. SELTZER & COMPANY, INC. POSITION: President NATURE: We are an agency for Florida Blue offering Health Insurance and Medicare. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2016 ADDRESS: 275 Commercial Blvd., Suite #200, Lauderdale by the Sea FL 33308, United States DESCRIPTION: my duties are administrative. This corporation is used for paying office bills for Gold Coast Wealth Management and our authorized Florida Blue Health Agency.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Steven Seltzer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Steven Seltzer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 19, 2022 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 275 Commercial Blvd. Suite #200, Lauderdale By The Sea, FL 33308RIA
BD
CRD#: 30833
Lauderdale By The Sea, FL
Current
October 14, 2022 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 275 Commercial Blvd. Suite #200, Lauderdale By The Sea, FL 33308RIA
BD
CRD#: 30833
Lauderdale By The Sea, FL
Past
September 8, 2022 - October 26, 2022
CETERA ADVISORS LLC
BD
CRD#: 10299
Lauderdale by the Sea, FL
Past
October 20, 2020 - October 26, 2022
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
LAUDERDALE BY THE SEA, FL
Past
December 22, 2014 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
Lauderdale by the Sea, FL
Past
December 22, 2014 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
Lauderdale by the Sea, FL
Past
June 29, 2010 - December 26, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
FORT LAUDERDALE, FL
Past
June 25, 2010 - December 26, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
FORT LAUDERDALE, FL
Past
September 13, 2005 - July 2, 2010
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
FT. LAUDERDALE, FL
Past
September 9, 2005 - July 2, 2010
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
FT. LAUDERDALE, FL
Past
November 2, 2004 - September 19, 2005
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
FORT LAUDERDALE, FL
Past
October 25, 2004 - September 19, 2005
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Past
June 20, 1994 - November 18, 2004
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
FT. LAUDERDALE, FL
Past
June 20, 1994 - November 18, 2004
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
Past
July 31, 1993 - July 7, 1994
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
April 5, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
February 5, 1992 - April 7, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/8/2024)
RR
Florida(10/18/2022)
IAR
Florida(10/19/2022)
RR
Georgia(10/17/2022)
RR
Maryland(10/14/2022)
RR
New Hampshire(4/8/2024)
RR
New York(10/14/2022)
IAR
New York(6/12/2025)
RR
Virginia(4/8/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Lauderdale By The Sea, FL 33308TRUST BUT VERIFY
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