Martin P. Omalley
Professional summary
Martin Phillip Omalley Jr, who also goes by Martin P Omalley Jr, Martin Phillip Omalley Jr, Martin Phillip Omalley, Martin Omalley, Marty Omalley, is a registered financial advisor currently at PLAN B INVESTMENTS, INC. located in Carmel Valley, California.
Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Martin has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Martin Phillip Omalley Jr's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Martin Phillip Omalley Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 14, 2006 - Present
PLAN B INVESTMENTS, INC.
Office #1: 13748 Center St Suite A, Carmel Valley, CA 93924Office #2: 13770 Center St Suite 206, Carmel Valley, CA 93924October 20, 2005 - Present
PLAN B INVESTMENTS, INC.
Office #1: 13748 Center St Suite A, Carmel Valley, CA 93924Office #2: 13770 Center St Suite 206, Carmel Valley, CA 93924May 25, 2004 - October 21, 2005
USALLIANZ SECURITIES, INC.
April 30, 2004 - October 21, 2005
USALLIANZ SECURITIES, INC.
June 18, 2003 - May 3, 2004
NATIONAL PLANNING CORPORATION
May 29, 2003 - May 3, 2004
NATIONAL PLANNING CORPORATION
December 18, 2002 - June 27, 2003
SUNAMERICA SECURITIES, INC.
June 29, 1999 - January 8, 2003
NATIONAL PLANNING CORPORATION
January 8, 1999 - January 8, 2003
NATIONAL PLANNING CORPORATION
May 28, 1997 - January 27, 1999
CPS FINANCIAL & INSURANCE SERVICES, INC.
May 31, 1994 - January 14, 1999
WALNUT STREET SECURITIES, INC.
January 30, 1994 - June 7, 1994
CALIFORNIA ONE INVESTMENTS
January 24, 1989 - January 28, 1994
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/9/2019)
(10/20/2005)
(3/14/2006)
(3/2/2012)
(5/19/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PLAN B INVESTMENTS, INC.
CRD#: 136162 / SEC#: , 8-66978
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OMALLEY, MARTIN PHILLIP | PRESIDENT, CHIEF COMPLIANCE OFFICER | 1522931 |
Regulatory assets under management
| Total Number of Accounts | 129 |
| AUM (Assets Under Management) | $ 27,101,246 |
Red Flags
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Company Information
PLAN B INVESTMENTS, INC.
CRD#: 136162Carmel Valley, CA 93924TRUST BUT VERIFY
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