Kevin D. Barry

CANTATA WEALTH MANAGEMENT

RALEIGH, NC

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CRD#: 1522905

Professional summary

Kevin Daniel Barry, who also goes by Kevin Barry, is a registered financial advisor currently at CANTATA WEALTH MANAGEMENT, LLC located in Raleigh, North Carolina.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Kevin has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Barry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Daniel Barry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2024 - Present

CANTATA WEALTH MANAGEMENT, LLC

RIA

CRD#: 332526

RALEIGH, NC

Past

August 19, 2022 - March 23, 2023

SUMMIT FINANCIAL, LLC

RIA

CRD#: 299322

RALEIGH, NC

Past

May 11, 2017 - July 1, 2021

CAPTRUST

RIA

CRD#: 175112

RALEIGH, NC

Past

July 21, 1987 - September 14, 1988

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/29/2025)

IAR

Florida
(3/24/2025)

IAR

Louisiana
(12/4/2025)

IAR

North Carolina
(8/30/2024)

IAR

Texas
(3/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/7/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/18/1987

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 6/9/1986

National Commodity Futures Examination

Current Firm

CANTATA WEALTH MANAGEMENT, LLC

CANTATA WEALTH | WELLTRUIST CAPITAL MANAGEMENT, LLC | CANTATA WEALTH MANAGEMENT, LLC

CRD#: 332526 / SEC#: 801-130950

RIA

Registered Investment Advisory firm - (11/18/2025 Terminated)

California

Registered Investment Advisory firm - (3/25/2025 Approved)

Florida

Registered Investment Advisory firm - (3/24/2025 Approved)

Louisiana

Registered Investment Advisory firm - (1/16/2025 Approved)

North Carolina

Registered Investment Advisory firm - (11/18/2025 Approved)

Texas

Registered Investment Advisory firm - (11/14/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2525 Ponce De Leon Blvd. Suite 300, Coral Gables, FL 33134

Mailing Address

Phone number

(844) 226-8282

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CANTATA WEALTH DISCLOSURE BROCHURE (7/28/2025)

Regulatory assets under management

Total Number of Accounts	80
AUM (Assets Under Management)	$ 65,654,203

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin D. Barry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Daniel Barry's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANTATA WEALTH MANAGEMENT, LLC

SUMMIT FINANCIAL, LLC

CAPTRUST

DREXEL BURNHAM LAMBERT INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 5/7/1993

Series 63

Date: 1/28/1988

Series 7

Date: 7/18/1987

Series 3

Date: 6/9/1986

Current Firm

CANTATA WEALTH MANAGEMENT, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CANTATA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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