Michael J. Feeley
Professional summary
Michael John Feeley was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Michael had worked at 4 firms, which includes BRILL SECURITIES INC., BREAN CAPITAL LLC, HAPOALIM SECURITIES USA INC., FEELEY & WILLCOX SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 1999 - April 13, 2006
BRILL SECURITIES, INC.
February 9, 1998 - February 10, 1999
BREAN CAPITAL, LLC
April 18, 1995 - October 29, 1997
HAPOALIM SECURITIES USA, INC.
July 2, 1986 - April 5, 1995
FEELEY & WILLCOX SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Series 5
Date: 7/20/1983
Interest Rate Options ExaminationSeries 15
Date: 2/16/1983
Foreign Currency Options ExaminationSeries 1
Date: 2/10/1972
Registered Representative ExaminationSeries 8
Date: 5/24/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Series 12
Date: 6/20/1981
NYSE Branch Manager ExaminationCurrent Firm
BRILL SECURITIES, INC.
CRD#: 18565 / SEC#: 801-61275, 8-36654
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
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