Mark A. Runzheimer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Allan Runzheimer MR. was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2004 - December 4, 2020
MIDWEST ASSET MANAGEMENT, INC.
April 23, 2003 - May 23, 2003
TD AMERITRADE, INC.
October 1, 1999 - March 8, 2002
STRONG INVESTMENTS, INC.
March 19, 1999 - September 10, 1999
CAPITAL FINANCIAL SERVICES, INC.
April 15, 1991 - December 31, 1998
FIRSTAR INVESTMENT SERVICES,INC.
July 23, 1990 - November 19, 1990
L.S. CANNON SECURITIES CORP.
March 25, 1987 - October 31, 1990
INVEST FINANCIAL CORPORATION
July 9, 1986 - October 15, 1986
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MIDWEST ASSET MANAGEMENT, INC.
CRD#: 113282 / SEC#:
Contact information
Red Flags
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