Stephen M. Comerford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Maurice Comerford, who also goes by Stephen Maurice Comerford Mr., Steve Comerford, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2004. Stephen had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2016 - February 15, 2016
VOGEL CONSULTING, LLC
September 3, 2008 - January 29, 2013
TRUSTEE ADVISORY SERVICES, LLC
May 6, 2008 - August 13, 2008
ALLSPRING FUNDS DISTRIBUTOR, LLC
April 30, 2008 - August 13, 2008
ALLSPRING FUNDS MANAGEMENT, LLC
June 29, 2006 - October 12, 2006
CITIGROUP GLOBAL MARKETS INC.
August 9, 2004 - October 12, 2006
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOGEL CONSULTING, LLC
CRD#: 114661 / SEC#:
Contact information
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2025 | ||
| 09/05/2024 | ||
| 11/16/2023 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
