Mark E. Garbacik

OLD OAK FINANCIAL PLANNING

Brighton, MI 48116

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CRD#: 1522425

Professional summary

Mark Edward Garbacik, CFP® is a registered financial advisor currently at OLD OAK FINANCIAL PLANNING, INC. located in Brighton, Michigan.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Mark has worked at 7 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Garbacik's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

December 3, 2009 - Present

OLD OAK FINANCIAL PLANNING, INC.

Office #1: 7077 Fieldcrest Dr. Suite 400, Brighton, MI 48116

RIA

CRD#: 122500

Brighton, MI

Past

January 31, 1997 - November 5, 1997

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

July 31, 1995 - January 31, 1997

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

October 19, 1994 - June 9, 1995

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

August 5, 1993 - October 19, 1994

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

June 1, 1992 - August 9, 1993

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

February 26, 1987 - July 27, 1988

FIRST AFFILIATED SECURITIES, INC.

CRD#: 6871

SAN DIEGO, CA

Past

July 10, 1986 - September 5, 1986

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OLD OAK FINANCIAL PLANNING, INC.

CRD#: 122500 / SEC#: 801-117480

RIA

Registered Investment Advisory firm - (10/15/2019 Approved)

Florida

Registered Investment Advisory firm - (10/16/2019 Terminated)

Michigan

Registered Investment Advisory firm - (10/16/2019 Terminated)

Texas

Registered Investment Advisory firm - (10/16/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/20/2015)

IAR

Michigan
(12/3/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/30/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/28/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/9/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/22/1988

General Securities Principal Examination

Current Firm

OLD OAK FINANCIAL PLANNING, INC.

CRD#: 122500 / SEC#: 801-117480

RIA

Registered Investment Advisory firm - (10/15/2019 Approved)

Florida

Registered Investment Advisory firm - (10/16/2019 Terminated)

Michigan

Registered Investment Advisory firm - (10/16/2019 Terminated)

Texas

Registered Investment Advisory firm - (10/16/2019 Terminated)

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Contact information

Main Address

7077 Fieldcrest Dr. Suite 400, Brighton, MI 48116

Mailing Address

Phone number

(810) 220-4400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OLD OAK FINANCIAL PLANNING, INC (3/11/2025)

Regulatory assets under management

Total Number of Accounts	625
AUM (Assets Under Management)	$ 153,328,261

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark E. Garbacik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Garbacik's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

KEOGLER, MORGAN & COMPANY, INC.

ESSEX NATIONAL SECURITIES, LLC

BANC ONE SECURITIES CORPORATION

OSAIC WEALTH, INC.

FIRST AFFILIATED SECURITIES, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

OLD OAK FINANCIAL PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/30/1992

Series 7

Date: 5/28/1992

Series 6

Date: 7/9/1986

Series 24

Date: 6/22/1988

Current Firm

OLD OAK FINANCIAL PLANNING, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OLD OAK FINANCIAL PLANNING, INC.

TRUST BUT VERIFY

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