Mark Edward Garbacik
CFP®Professional Summary
Mark Edward Garbacik, CFP® is a registered financial advisor currently at OLD OAK FINANCIAL PLANNING, INC. located in Brighton, Michigan. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Mark has worked at 7 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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LIGHTSQUARE WEALTH MANAGEMENT, LLC
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Contact Information
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Disclosures on record.
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LIGHTSQUARE WEALTH MANAGEMENT, LLC
Credentials
Years of Experience
40 years registered in the securities industry
Current & Past Employments
Current
Past
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LIGHTSQUARE WEALTH MANAGEMENT, LLC
Current Firm
OLD OAK FINANCIAL PLANNING, INC.
Contact Information
Main Address
7077 Fieldcrest Dr. Suite 400, Brighton, MI 48116Phone Number
(810) 220-4400# of Employees
2SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
653AUM (Assets Under Management)
$160,293,816Similar Advisors
LIGHTSQUARE WEALTH MANAGEMENT, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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LIGHTSQUARE WEALTH MANAGEMENT, LLC
Primary Firm SEC Registration
OLD OAK FINANCIAL PLANNING, INC.
State Registrations and Notice Filings
(1/20/2015)
(12/3/2009)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1986About the Series 6 examSimilar Advisors
LIGHTSQUARE WEALTH MANAGEMENT, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Mark Edward Garbacik's CRS (Customer Relationship Summary).
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LIGHTSQUARE WEALTH MANAGEMENT, LLC