PAUL R. RIED
PAUL R. RIED FINANCIAL GROUP | President / CEO
Bellevue, WA 98004-6366
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CRD#: 1522408
Professional summary
PAUL RICHARD RIED, CFP® is a registered financial advisor currently at PAUL R. RIED FINANCIAL GROUP, LLC located in Bellevue, Washington.
PAUL is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. PAUL has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Biography
Paul is the Founder and President / CEO of Paul R. Ried Financial Group, LLC. In this role, he provides leadership to the firm as well as advises clients in the planning process. Paul is passionate about helping clients achieve and maintain an enjoyable retirement. He is a CERTIFIED FINANCIAL PLANNER™ professional and Investment Adviser Representative (IAR)* with Cetera Advisor Networks LLC.
Since Paul began with his first client in 1986, he has found that a team approach is the best method to help clients effectively develop and pursue their financial goals. One professional cannot do it all. Our unique team structure allows us to draw on each member’s distinct gifts, talents, and knowledge. We know how to ask the right questions and listen carefully to apply the resources and analyses necessary to develop result-oriented solutions. We invite you to discover and experience the power of our team approach and the full array of our services, including our exclusive Planning, Education, Advice & Consulting (PEAC™) Program.
Our clients are corporate executives, managers, engineers, and other professionals. We specialize in serving individuals from Boeing and other corporations who require our measurable, detail-oriented approach to lifetime planning and wealth management.
"Our mission is simple... empower each client to focus on what matters most to them, so they can live life to the fullest."
We are truly partners on your life journey, providing education, guidance, and counsel at each step of the way. Our aim is to apply wisdom to your financial decision-making, giving you the financial freedom to pursue your interests, dreams, and passions. As a result, we hope to simplify your financial life so you and your family can get the most out of this wonderful time in life... Your retirement! In short, our mission is to enable you to pursue TRUE WEALTH... and that is to enjoy a fulfilling retirement pursuing your interests, passions, and dreams while feeling confidence in your finances.
Question & Answer
What are your service offerings?
Financial planning
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 1996,< 1HR/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, ANNUITIES, AND LONG-TERM CARE; (2) NAME OF OTHER BUSINESS: MARKET PLACE CONNECTIONS INVESTMENT RELATED: NO ADDRESS: 100 112TH AVE NE. BELLEVUE, WA 98004 NATURE OF BUSINESS: NETWORKING GROUP LEARNING LEADERSHIP PRINCIPLES START DATE: 01/13/2016 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 0-2 HOURS APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: CONSULTING/ ADVISORY/ CO-SPONSOR EVENTS; (3) NAME OF OTHER BUSINESS: TRIAGE CARE MINISTRY INVESTMENT RELATED: NO ADDRESS: 2448 APRIL SOUND LANE, FRISCO, TX 75033 NATURE OF BUSINESS: MINISTRY WORK START DATE: 1/20/2016 POSITION/TITLE/RELATIONSHIP: MINISTRY BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 0-1 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER - ADVISORY ONLY; (4) NAME OF OTHER BUSINESS: RIEDS REFUGE LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: RECREATIONAL REAL ESTATE ; START DATE: 10/2015 ; POSITION/TITLE/RELATIONSHIP: PART OWNER ; APX NUMBER OF HOURS PER WEEK: NONE ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: PART OWNER OF RECREATIONAL REAL ESTATE ;
CRS (Client Relationship Summary) - RIA
Click below to view PAUL RICHARD RIED's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 17, 2018 - Present
PAUL R. RIED FINANCIAL GROUP, LLC
Office #1: 10801 Main Street Suite 201, Bellevue, WA 98004-6366RIA
CRD#: 297284
Bellevue, WA
Past
June 29, 2023 - October 29, 2024
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
BELLEVUE, WA
Past
February 10, 1995 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
BELLEVUE, WA
Past
July 23, 1986 - October 29, 2024
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
BELLEVUE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PR
PAUL R. RIED FINANCIAL GROUP, LLC
PAUL R. RIED FINANCIAL GROUP, LLC
CRD#: 297284 / SEC#: 801-113796
RIA
Registered Investment Advisory firm - (8/3/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/17/2018)
IAR
Washington(8/23/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
PR
PAUL R. RIED FINANCIAL GROUP, LLC
PAUL R. RIED FINANCIAL GROUP, LLC
CRD#: 297284 / SEC#: 801-113796
RIA
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Contact information
Main Address
10801 Main Street Suite 201, Bellevue, WA 98004-6366
Mailing Address
Phone number
(425) 646-6777
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,496 |
| AUM (Assets Under Management) | $ 1,061,462,332 |
Red Flags
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Company Information
PAUL R. RIED FINANCIAL GROUP, LLC
President / CEOCRD#: 297284Bellevue, WA 98004-6366TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
