Julia S. Magargle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia S Magargle, who also goes by Julia Anne Magargle, Julie Magargle, Julia S Mcgargle, Julia Stallard Moore, Julia Anne Stallard, was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 1986. Julia had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2004 - September 28, 2012
WALL STREET FINANCIAL GROUP, INC.
November 2, 2004 - September 28, 2012
WALL STREET FINANCIAL GROUP, INC.
March 31, 2000 - November 8, 2004
COMMONWEALTH FINANCIAL NETWORK
January 31, 2000 - November 8, 2004
COMMONWEALTH FINANCIAL NETWORK
September 17, 1997 - August 3, 2006
CAPITAL ADVISORY SERVICES, INC.
December 19, 1995 - January 31, 2000
INVESTACORP, INC.
February 11, 1995 - December 11, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 27, 1986 - February 21, 1995
METROPOLITAN LIFE INSURANCE COMPANY
June 27, 1986 - February 21, 1995
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WALL STREET FINANCIAL GROUP, INC.
CRD#: 35830 / SEC#: 801-58292, 8-46964
Contact information
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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