Brent M. Weisenborn

FIDUCIARY TRUST PRIVATE WEALTH COUNSEL LLC

SPRINGFIELD, MO 65804

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CRD#: 1522228

Professional summary

Brent Merle Weisenborn, who also goes by Brent Weisenborn, is a registered financial advisor currently at FIDUCIARY TRUST PRIVATE WEALTH COUNSEL LLC located in Springfield, Missouri.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Brent has worked at 10 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 52, Series 3, Series 27, Series 4, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brent Weisenborn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Virtue Financial Advisors, L.L.C. Kansas City, KS. Investment related. Co-owner of insurance agency. Started 7/2015. Insurance sales. Approx 15 hours per month 2) Fiduciary Trust Assurance Group LLC. The Villages, FL. Investment related. Owner/Insurance Agent. Started 1/2022. Insurance sales. Approx 30 hours per month 3) Proav Aviation. Ocala, FL. Not investment related. Pilot. Started 1/2022. Approx 15 hours per month 3) Real Estate Agent; Location of the business: 5850 Julian Loop The Villages FL 32163 USA; Start date with business: 2023-06-07; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 30;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Merle Weisenborn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2022 - Present

FIDUCIARY TRUST PRIVATE WEALTH COUNSEL LLC

Office #1: 2155 East Sunshine St Suite 204, Springfield, MO 65804

RIA

CRD#: 318579

SPRINGFIELD, MO

Past

March 24, 2020 - December 31, 2021

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

Kansas City, KS

Past

March 24, 2020 - December 31, 2021

OSAIC INSTITUTIONS, INC.

CRD#: 35371

Kansas City, KS

Past

July 9, 2018 - December 11, 2020

BKS INVESTMENT SERVICES, INC.

RIA

CRD#: 113550

Sunrise Beachm, MO

Past

January 11, 2018 - April 4, 2018

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

Sunrise Beach, MO

Past

January 10, 2018 - April 4, 2018

OSAIC INSTITUTIONS, INC.

CRD#: 35371

Sunrise Beach, MO

Past

October 7, 2016 - October 3, 2017

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

CAMDENTON, MO

Past

August 28, 2015 - November 2, 2016

BKS INVESTMENT SERVICES, INC.

RIA

CRD#: 113550

SPRINGFIELD, MO

Past

November 2, 2010 - June 30, 2015

BANKERS & INVESTORS CO.

RIA

CRD#: 6874

SPRINGFIELD, MO

Past

January 7, 2008 - October 14, 2016

BANKERS & INVESTORS CO.

CRD#: 6874

SPRINGFIELD, MO

Past

March 28, 2005 - December 17, 2007

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

KANSAS CITY, MO

Past

March 11, 2005 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

KANSAS CITY, MO

Past

January 20, 2005 - December 17, 2007

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

KANSAS CITY, MO

Past

February 10, 2003 - June 10, 2003

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

SAN DIEGO, CA

Past

July 29, 1987 - December 31, 2001

SECURITY INVESTMENT COMPANY OF KANSAS CITY

CRD#: 18783

KANSAS CITY, MO

Past

February 26, 1987 - March 31, 1987

DALY INVESTMENT CO.

CRD#: 17595

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(3/31/2022)

IAR

Missouri
(3/11/2022)

IAR

Texas
(3/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/9/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/29/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 4/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 9/7/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 6/6/1986

Municipal Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 2/11/1985

National Commodity Futures Examination

Principal/Supervisory Exam

Series 27

Date: 8/16/1988

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 6/29/1987

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/9/1987

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 8/21/1986

Municipal Securities Principal Examination

Current Firm

FIDUCIARY TRUST PRIVATE WEALTH COUNSEL LLC

CRD#: 318579 / SEC#:

California

Registered Investment Advisory firm - (10/29/2025 Termination Requested)

Florida

Registered Investment Advisory firm - (10/16/2024 Terminated)

Kansas

Registered Investment Advisory firm - (3/30/2022 Approved)

Missouri

Registered Investment Advisory firm - (3/8/2022 Approved)

Texas

Registered Investment Advisory firm - (3/4/2024 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2155 East Sunshine St Suite 204, Springfield, MO 65804

Mailing Address

Phone number

(417) 942-2920

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	86
AUM (Assets Under Management)	$ 17,530,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brent M. Weisenborn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Merle Weisenborn's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

BKS INVESTMENT SERVICES, INC.

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

FARMERS FINANCIAL SOLUTIONS, LLC

BKS INVESTMENT SERVICES, INC.

BANKERS & INVESTORS CO.

BANKERS & INVESTORS CO.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CUSO FINANCIAL SERVICES, L.P.

SECURITY INVESTMENT COMPANY OF KANSAS CITY

DALY INVESTMENT CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/9/2005

Series 63

Date: 4/29/1987

Series 57TO

Date: 1/2/2023

SIE

Date: 4/4/2018

Series 55

Date: 9/7/2001

Series 7

Date: 2/21/1987

Series 52

Date: 6/6/1986

Series 3

Date: 2/11/1985

Series 27

Date: 8/16/1988

Series 4

Date: 6/29/1987

Series 24

Date: 6/9/1987

Series 53

Date: 8/21/1986

Current Firm

FIDUCIARY TRUST PRIVATE WEALTH COUNSEL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIDUCIARY TRUST PRIVATE WEALTH COUNSEL LLC

TRUST BUT VERIFY

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