Alessandra A. Tocco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alessandra Ann Tocco was a registered financial professional .
Alessandra is a previously registered financial professional and started their career in finance in 2006. Alessandra had worked at 3 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2020 - December 12, 2022
OLD CITY SECURITIES LLC
September 26, 2013 - October 1, 2016
J.P. MORGAN CLEARING CORP.
March 16, 2006 - December 31, 2008
J.P. MORGAN CLEARING CORP.
March 16, 2006 - July 9, 2018
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
OLD CITY SECURITIES LLC
CRD#: 171910 / SEC#: , 8-69488
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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