John G. Slater

CUBIC ADVISORS

Wayne, PA

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CRD#: 1522160

Professional summary

John Gabriel Talcott Slater JR, AIF®, who also goes by John G Slater Jr, John G Slater, John Gt Slater Jr, John Slater, is a registered financial advisor currently at CUBIC ADVISORS, LLC located in Wayne, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. John has worked at 14 firms and has passed the Series 66, Series 65, Series 63, Series 3, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John G Slater Jr | John G Slater | John Gt Slater Jr | John Slater

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gabriel Talcott Slater JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

October 15, 2012 - Present

CUBIC ADVISORS, LLC

RIA

CRD#: 165008

Wayne, PA

Past

August 22, 2011 - July 12, 2012

BEST DIRECT SECURITIES, LLC

CRD#: 146053

CEDAR FALLS, IA

Past

May 2, 2011 - July 20, 2012

PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.

RIA

CRD#: 155820

WAYNE, PA

Past

November 8, 2010 - May 2, 2011

CONCORDIUS CAPITAL ADVISORS

RIA

CRD#: 142852

WAYNE, PA

Past

April 30, 2010 - November 5, 2010

BREWER INVESTMENT ADVISORS LLC

RIA

CRD#: 134631

CHICAGO, IL

Past

April 30, 2010 - November 5, 2010

BREWER FINANCIAL SERVICES, LLC

CRD#: 132558

WAYNE, PA

Past

November 1, 2007 - April 30, 2010

SPIRE SECURITIES, LLC

CRD#: 144131

WAYNE, PA

Past

August 19, 2005 - April 30, 2010

SPIRE WEALTH MANAGEMENT, LLC

RIA

CRD#: 113908

WAYNE, PA

Past

August 18, 2005 - November 2, 2007

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

WAYNE, PA

Past

January 22, 2003 - August 19, 2005

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

July 8, 1993 - April 30, 1997

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

January 25, 1993 - March 25, 1993

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

January 19, 1993 - March 25, 1993

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

February 26, 1987 - October 25, 1989

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(7/5/2022)

IAR

Maryland
(12/10/2012)

IAR

Pennsylvania
(10/15/2012)

IAR

Wisconsin
(10/18/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/11/2003

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/4/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/15/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 10/3/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/21/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/15/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CUBIC ADVISORS, LLC

CUBIC ADVISORS, LLC | INDEXVISION | CUBIC FINANCIAL ADVISORS, LLC

CRD#: 165008 / SEC#:

Florida

Registered Investment Advisory firm - (9/10/2018 Approved)

Maine

Registered Investment Advisory firm - (7/5/2022 Approved)

Maryland

Registered Investment Advisory firm - (10/25/2012 Approved)

Pennsylvania

Registered Investment Advisory firm - (10/15/2012 Approved)

Texas

Registered Investment Advisory firm - (12/9/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/18/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Wayne, PA

Mailing Address

Phone number

(610) 788-2142

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	149
AUM (Assets Under Management)	$ 49,990,600

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John G. Slater

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gabriel Talcott Slater JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEST DIRECT SECURITIES, LLC

PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.

CONCORDIUS CAPITAL ADVISORS

BREWER INVESTMENT ADVISORS LLC

BREWER FINANCIAL SERVICES, LLC

SPIRE SECURITIES, LLC

SPIRE WEALTH MANAGEMENT, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

LEGG MASON WOOD WALKER, INCORPORATED

UBS SECURITIES LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/11/2003

Series 65

Date: 5/4/1998

Series 63

Date: 1/15/1993

Series 3

Date: 10/3/2011

Series 7

Date: 1/21/2003

Series 6

Date: 1/15/1993

Current Firm

CUBIC ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CUBIC ADVISORS, LLC

TRUST BUT VERIFY

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