Steven L. Yamshon

BENEFIT FINANCIAL SERVICES GROUP

Irvine, CA 92614

Some features on this profile are disabled

CRD#: 1522101

Professional summary

Steven Lee Yamshon, who also goes by Steven Yamshon, is a registered financial advisor currently at BENEFIT FINANCIAL SERVICES GROUP located in Irvine, California.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Steven has worked at 2 firms and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Yamshon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. USDA Forest Service, Region 5, Los Padres National Forest. Ojai Ranger District; not investment related; Recreation Management Specialist and Recreation Officer; Began June 2023; 15-20 hrs a week; None during trading; Supervision of Forest Service employees, budgeting, implementation of Federal spending programs, forest planning , permitting on federal lands and monitoring, environmental laws pertaining to operations of the National Environment Protection Act.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Lee Yamshon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2019 - Present

BENEFIT FINANCIAL SERVICES GROUP

Office #1: 2040 Main Street Suite 720, Irvine, CA 92614

RIA

CRD#: 143617

Irvine, CA

Past

March 26, 2019 - June 30, 2020

STEVENS FIRST PRINCIPLES INVESTMENT ADVISORS

RIA

CRD#: 108502

IRVINE, CA

Past

October 8, 1986 - December 31, 2007

STEVENS FIRST PRINCIPLES INVESTMENT ADVISORS

RIA

CRD#: 108502

SANTA ANA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BENEFIT FINANCIAL SERVICES GROUP

CRD#: 143617 / SEC#: 801-67796

RIA

Registered Investment Advisory firm - (4/17/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/1/2019)

IAR

Texas
(7/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/26/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 7/10/1986

Non-Member General Securities Examination

Current Firm

BENEFIT FINANCIAL SERVICES GROUP

CRD#: 143617 / SEC#: 801-67796

RIA

Registered Investment Advisory firm - (4/17/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2040 Main Street Suite 720, Irvine, CA 92614

Mailing Address

Phone number

(949) 955-2552

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

Regulatory assets under management

Total Number of Accounts	855
AUM (Assets Under Management)	$ 1,290,227,768

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Michael Jensen

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven L. Yamshon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Lee Yamshon's CRS (Customer Relationship Summary).

Certified licenses

Experience

BENEFIT FINANCIAL SERVICES GROUP

STEVENS FIRST PRINCIPLES INVESTMENT ADVISORS

STEVENS FIRST PRINCIPLES INVESTMENT ADVISORS

Primary Firm SEC Registration

BENEFIT FINANCIAL SERVICES GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 3/26/2019

Series 2

Date: 7/10/1986

Current Firm

BENEFIT FINANCIAL SERVICES GROUP

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BENEFIT FINANCIAL SERVICES GROUP

TRUST BUT VERIFY

Similar Advisors