Sorouch Haddad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sorouch Haddad, who also goes by Steve Haddad, Haddad Sorouch, was a registered financial professional .
Sorouch is a previously registered financial professional and started their career in finance in 1987. Sorouch had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 1997 - October 27, 2004
HADDAD FINANCIAL SERVICES, INC.
October 31, 1995 - April 18, 2024
LPL FINANCIAL LLC
February 9, 1995 - April 18, 2024
LPL FINANCIAL LLC
August 11, 1994 - February 13, 1995
HORNOR, TOWNSEND & KENT, LLC
September 26, 1992 - August 3, 1994
LOCUST STREET SECURITIES, INC.
October 1, 1991 - November 16, 1992
NEW ENGLAND SECURITIES
August 20, 1987 - April 24, 1991
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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