Robert D. Lovett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Douglas Lovett was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 11 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2013 - April 9, 2018
ANDREW HILL INVESTMENT ADVISORS, INC.
December 5, 2011 - October 4, 2012
NAMCOA
May 5, 2006 - October 31, 2011
PIEDMONT INVESTMENT ADVISORS, LLC
March 8, 2005 - November 21, 2005
GLOBAL WEALTH ADVISORS, INC.
March 19, 2003 - September 19, 2005
LPL FINANCIAL LLC
March 7, 2003 - September 19, 2005
LPL FINANCIAL LLC
February 9, 2001 - March 7, 2003
OSAIC FS, INC.
February 2, 1999 - November 17, 2000
VERAVEST INVESTMENTS, INC.
February 2, 1996 - December 31, 1996
CADARET, GRANT & CO., INC.
February 27, 1992 - December 31, 1995
NEW ENGLAND SECURITIES
June 22, 1989 - June 7, 1991
UBS FINANCIAL SERVICES INC.
July 14, 1987 - August 7, 1989
NORTH AMERICAN MANAGEMENT, INC.
Primary Firm SEC Registration
ANDREW HILL INVESTMENT ADVISORS, INC.
CRD#: 141590 / SEC#: 801-121563
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANDREW HILL INVESTMENT ADVISORS, INC.
CRD#: 141590 / SEC#: 801-121563
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 490 |
| AUM (Assets Under Management) | $ 231,280,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
