Yolanda M. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yolanda Mae Lee, who also goes by Yolanda Mae Burkett, Yolanda Mae Lightfoot, was a registered financial professional .
Yolanda is a previously registered financial professional and started their career in finance in 1986. Yolanda had worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2006 - October 19, 2023
FIRST ASSET FINANCIAL INC.
January 3, 2005 - July 27, 2006
IRON STREET SECURITIES INC.
July 9, 1986 - December 16, 2004
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST ASSET FINANCIAL INC.
CRD#: 139107 / SEC#: , 8-67191
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
