AH
Andrew A. Horowitz
HOROWITZ & COMPANY
Fort Lauderdale, FL 33316
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CRD#: 1521621
AH
Professional summary
Andrew Alan Horowitz, CFP® is a registered financial advisor currently at HOROWITZ & COMPANY, INC. located in Fort Lauderdale, Florida.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Andrew has worked at 6 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Independent insurance agent - Investment Related - Ft. Lauderdale, FL - Since approximately 1986 - Less than 1 hr/mo during trading hours - insurance sales and services
2. TriggerCharts, LLC - Investment Related - Partner/Owner - Ft. Lauderdale, FL - Since 2013 - Less than 5 hrs/mo during trading hours - developing and selling trading indicators
3. Podcast Host - Investment Related - Ft. Lauderdale, FL - Since approximately 2008 - approximately 15 hrs/mo during trading hours - prepares and records podcasts regarding various investment related topics
4. Author - Investment Related Topics - Ft. Lauderdale, FL, Since approximately 2006 - approximately 0 hr/mo during trading hours - publishes books and articles on general investment topics
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Alan Horowitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
August 12, 1993 - Present
HOROWITZ & COMPANY, INC.
Office #1: 901 South Federal Highway Suite 202, Fort Lauderdale, FL 33316RIA
CRD#: 106737
Fort Lauderdale, FL
Past
September 3, 1997 - May 16, 2007
PRIME CAPITAL SERVICES, INC.
BD
CRD#: 18334
WESTON, FL
Past
November 4, 1991 - October 30, 1997
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
August 18, 1987 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 2682
Past
August 18, 1987 - March 30, 1992
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
June 20, 1986 - August 19, 1987
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
H&
HOROWITZ & COMPANY, INC.
HOROWITZ & CO INC | HOROWITZ & COMPANY, INC. | HOROWITZ & COMPANY, INC
CRD#: 106737 / SEC#: 801-133795
RIA
Registered Investment Advisory firm - (6/30/2025 Approved)Arizona
Registered Investment Advisory firm - (11/10/2023 Terminated)California
Registered Investment Advisory firm - (8/6/2025 Terminated)Colorado
Registered Investment Advisory firm - (7/8/2025 Terminated)Florida
Registered Investment Advisory firm - (7/7/2025 Terminated)Georgia
Registered Investment Advisory firm - (7/24/2025 Terminated)Louisiana
Registered Investment Advisory firm - (7/7/2025 Terminated)Michigan
Registered Investment Advisory firm - (7/21/2025 Terminated)New York
Registered Investment Advisory firm - (11/10/2023 Terminated)North Carolina
Registered Investment Advisory firm - (7/9/2025 Terminated)Ohio
Registered Investment Advisory firm - (7/7/2025 Terminated)Texas
Registered Investment Advisory firm - (7/7/2025 Terminated)Virginia
Registered Investment Advisory firm - (7/10/2025 Terminated)Washington
Registered Investment Advisory firm - (8/7/2025 Terminated)Wisconsin
Registered Investment Advisory firm - (12/12/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/18/2012)
IAR
Colorado(9/23/2022)
IAR
Florida(8/12/1993)
IAR
Georgia(5/17/2019)
IAR
Michigan(2/24/2021)
IAR
North Carolina(9/21/2022)
IAR
Ohio(12/5/2019)
IAR
Texas(6/4/2012)
IAR
Virginia(3/1/2019)
IAR
Washington(5/8/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
H&
HOROWITZ & COMPANY, INC.
HOROWITZ & CO INC | HOROWITZ & COMPANY, INC. | HOROWITZ & COMPANY, INC
CRD#: 106737 / SEC#: 801-133795
RIA
Registered Investment Advisory firm - (6/30/2025 Approved)Arizona
Registered Investment Advisory firm - (11/10/2023 Terminated)California
Registered Investment Advisory firm - (8/6/2025 Terminated)Colorado
Registered Investment Advisory firm - (7/8/2025 Terminated)Florida
Registered Investment Advisory firm - (7/7/2025 Terminated)Georgia
Registered Investment Advisory firm - (7/24/2025 Terminated)Louisiana
Registered Investment Advisory firm - (7/7/2025 Terminated)Michigan
Registered Investment Advisory firm - (7/21/2025 Terminated)New York
Registered Investment Advisory firm - (11/10/2023 Terminated)North Carolina
Registered Investment Advisory firm - (7/9/2025 Terminated)Ohio
Registered Investment Advisory firm - (7/7/2025 Terminated)Texas
Registered Investment Advisory firm - (7/7/2025 Terminated)Virginia
Registered Investment Advisory firm - (7/10/2025 Terminated)Washington
Registered Investment Advisory firm - (8/7/2025 Terminated)Wisconsin
Registered Investment Advisory firm - (12/12/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 South Federal Highway Suite 202, Fort Lauderdale, FL 33316
Mailing Address
Phone number
(954) 349-0800
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 393 |
| AUM (Assets Under Management) | $ 145,410,356 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HOROWITZ & COMPANY, INC.
CRD#: 106737Fort Lauderdale, FL 33316TRUST BUT VERIFY
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