Daniel S. Schonberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Scott Schonberg was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1986. Daniel had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2010 - September 25, 2013
ALLIED BEACON PARTNERS, INC.
May 29, 2007 - April 15, 2010
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - April 15, 2010
CITIGROUP GLOBAL MARKETS INC.
September 9, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
October 15, 1993 - May 29, 2007
CITICORP INVESTMENT SERVICES
December 2, 1991 - September 24, 1993
PRUDENTIAL EQUITY GROUP, LLC
October 9, 1986 - December 21, 1991
GARY GOLDBERG & CO., INC.
June 24, 1986 - September 23, 1986
GREENTREE SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIED BEACON PARTNERS, INC.
CRD#: 46227 / SEC#: , 8-51357
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BEACON AQUISITION PARTNERS, INC | SHAREHOLDER | |
| MATHER, ROBERT PHILIP | PRESIDENT, CEO, CCO, CFO AND CORPORATE SECRETARY | 1764918 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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