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RB

Robert L. Bull

SUTTER CAPITAL PARTNERS
Bedford Hills, NY
Some features on this profile are disabled
CRD#: 1521134
RB

Professional summary

Robert Lee Bull IV, who also goes by Robert L Bull, Robert Lee Bull, Tad Bull, is a registered financial advisor currently at SUTTER CAPITAL PARTNERS, LLC located in Bedford Hills, New York and ADDIGENCE CORPORATION located in Bedford Hills, New York.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Robert has worked at 28 firms and has passed the Series 65, Series 63, Series 50, Series 99TO, Series 72, Series 57TO, Series 87, SIE, Series 55, Series 7, Series 54, Series 14, Series 24, Series 4 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Robert L Bull | Robert Lee Bull | Tad Bull

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. G2 Insurance Schroeder Group, Inc.; non-IR related, Cincinnati OH; P&C broker; January 2012; 2 hours per month 2. FINRA Arbitrator; IR related; New York; Non-public arbitrator; Feb 2015; 2 HOURS PER MONTH 3. Rubicon Consulting Group; IR related; New York; Consultant; September 2015; 4 hours per month 4. RLB Securities Consulting Inc; IR related, New York; Compliance Consultant; July 2017; 4 hours a month 5. Boustead Securities, LLC; IR related; Irvine CA; FinOp; Nov 2017; 20 hours per month 6. Sutter Securities Clearing, LLC; IR related; Irvine CA; CEO, CCO FinOp; Nov 2017; 20 hours per month 7. Yuki-Co, LLC; IR related; Park City UT; FinOp; May 2018; 2 hours per month 8. Sutter Securities, Inc., IR, San Francisco, CA, Financial Principal, 8/2019, 10 hrs/month 9. Young American Capital; IR; Mamaroneck, NY; Compliance Consulting; 1/20; 10 hrs/mth. 10. Sutter Capital Partners; IR; Irvine CA; Registered Investment Advisory; 8/20; 4 hrs/mth. 11 Addigence Corporation Investment related, Compliance consultant, no accounts or transactions, Addigence is based in New York City, No conflicts of interest. Time spent on endeavor 4 hours per month. 12. X Advisors Location Santa Maria CA, Registered Investment Advisor, no conflicts, chief compliance officer starting July 2025. Estimated time dedicated to the endeavor is 20 per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lee Bull IV's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 10, 2021 - Present

SUTTER CAPITAL PARTNERS, LLC

RIA
CRD#: 312689
Bedford Hills, NY
Current

April 28, 2025 - Present

ADDIGENCE CORPORATION

RIA
CRD#: 323504
Bedford Hills, NY
Current

July 9, 2025 - Present

X ADVISORS, LLC

RIA
CRD#: 315838
BEDFORD HILLS, NY
Current

November 3, 2017 - Present

SUTTER SECURITIES CLEARING, LLC

Office #1: 6 Venture Suite 325, Irvine, CA 92618
BD
CRD#: 134742
Irvine, CA
Current

November 7, 2017 - Present

BOUSTEAD SECURITIES, LLC

Office #1: 6 Venture Suite 395, Irvine, CA 92618
BD
CRD#: 141391
Irvine, CA
Current

November 15, 2018 - Present

YUKI-CO, LLC

BD
CRD#: 282236
Salt Lake City, UT
Current

August 6, 2019 - Present

SUTTER SECURITIES INCORPORATED

Office #1: 6 Venture, Suite 395 Suite 395, Irvine, CA 92618
BD
CRD#: 30770
Irvine, CA
Current

January 14, 2020 - Present

YOUNG AMERICA CAPITAL, LLC

Office #1: 141 East Boston Post Road, Mamaroneck, NY 10543
BD
CRD#: 150443
Mamaroneck, NY
Past

February 13, 2025 - August 11, 2025

AUFHAUSER SECURITIES, INC.

BD
CRD#: 39673
NEW YORK, NY
Past

June 5, 2023 - April 8, 2025

ADDIGENCE CORPORATION

RIA
CRD#: 323504
Bedford Hills, NY
Past

January 10, 2023 - March 6, 2024

ARCTIC CAPITAL ADVISORS LLC

RIA
CRD#: 323347
NEW YORK, NY
Past

August 21, 2020 - July 21, 2021

SUTTER CAPITAL PARTNERS, LLC

RIA
CRD#: 288442
Bedford Hills, NY
Past

May 13, 2020 - August 12, 2025

BAINBRIDGE CAPITAL SECURITIES, INC.

BD
CRD#: 304472
San Diego, CA
Past

April 21, 2020 - November 15, 2023

FINALIS SECURITIES LLC

BD
CRD#: 305908
NEW YORK, NY
Past

June 22, 2019 - December 26, 2020

M.Y. SAFRA SECURITIES, INC.

BD
CRD#: 7583
New York, NY
Past

October 2, 2018 - May 13, 2022

ENVERRA CAPITAL LLC

BD
CRD#: 129103
WASHINGTON, DC
Past

December 19, 2017 - January 4, 2023

AURIA SERVICES CORP.

BD
CRD#: 27851
NEW YORK, NY
Past

June 14, 2017 - July 23, 2020

ARCADIA CAPITAL PARTNERS LLC

BD
CRD#: 285116
PHOENIX, AZ
Past

April 20, 2016 - December 4, 2019

R. F. LAFFERTY & CO., INC.

BD
CRD#: 2498
NEW YORK, NY
Past

March 29, 2016 - July 11, 2016

OCP CAPITAL, LLC

BD
CRD#: 143381
WELLINGTON, FL
Past

October 29, 2015 - May 2, 2016

PENSION DYNAMICS SECURITIES CORPORATION

BD
CRD#: 104081
PLEASANT HILL, CA
Past

September 23, 2015 - October 7, 2015

PUBVEST SECURITIES, LLC

BD
CRD#: 166428
LAFAYETTE, CA
Past

September 22, 2015 - May 10, 2016

OLYMPUS SECURITIES, LLC

BD
CRD#: 114050
NEW YORK, NY
Past

January 22, 2015 - September 18, 2015

HALCYON CABOT PARTNERS, LTD.

BD
CRD#: 32664
NEW YORK, NY
Past

May 1, 1996 - January 20, 2015

AUFHAUSER SECURITIES, INC.

BD
CRD#: 39673
NEW YORK, NY
Past

July 29, 1991 - November 17, 1995

FREETRADE.COM, INC.

BD
CRD#: 10752
OMAHA, NE
Past

February 26, 1991 - July 5, 1991

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

June 5, 1990 - February 13, 1991

RODMAN & RENSHAW INC.

BD
CRD#: 724
CHICAGO, IL
Past

September 26, 1988 - June 12, 1990

CAPIS

BD
CRD#: 7551
DALLAS, TX
Past

September 15, 1988 - October 4, 1988

LEVCO SECURITIES CORP.

BD
CRD#: 15483

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
XA
X ADVISORS, LLC
ADVISOR ASSOCIATED INC | X ADVISORS, LLC | AIM WEALTH MANAGEMENT

CRD#: 315838 / SEC#: 801-130931

RIA
Registered Investment Advisory firm - (8/16/2024 Approved)
California
Registered Investment Advisory firm - (9/27/2024 Terminated)
Texas
Registered Investment Advisory firm - (8/28/2024 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/7/2017)
IAR
California
(6/10/2021)
RR
New Jersey
(8/12/2020)
RR
New York
(11/7/2017)
IAR
New York
(4/28/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/28/2017
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/17/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 50
Date: 7/2/2024
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 87
Date: 8/19/2020
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 4/1/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 8/20/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 54
Date: 1/18/2025
Municipal Advisor Principal Qualification Examination
Principal/Supervisory Exam
RR
Series 14
Date: 2/15/2024
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/16/1994
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/8/1993
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 3/11/1992
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

XA
X ADVISORS, LLC
ADVISOR ASSOCIATED INC | X ADVISORS, LLC | AIM WEALTH MANAGEMENT

CRD#: 315838 / SEC#: 801-130931

RIA
Registered Investment Advisory firm - (8/16/2024 Approved)
California
Registered Investment Advisory firm - (9/27/2024 Terminated)
Texas
Registered Investment Advisory firm - (8/28/2024 Terminated)
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Contact information

Main Address
2646 Santa Maria Way Suite 104, Santa Maria, CA 93455
Mailing Address
Phone number
(805) 465-9232
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BROCHURE 08052025 982111 (8/5/2025)

Regulatory assets under management

Total Number of Accounts572
AUM (Assets Under Management)$ 189,928,226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

X ADVISORS, LLC

CRD#: 315838Bedford Hills, NY

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