Michael J. Iannuzzi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Iannuzzi, who also goes by Michael J Iannuzzi, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1990. Michael had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2014 - April 30, 2014
BEACON POINTE ADVISORS, LLC
September 27, 2007 - November 7, 2013
TD AMERITRADE, INC.
September 27, 2007 - November 7, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
September 27, 2007 - November 7, 2013
TD AMERITRADE, INC.
March 2, 2006 - September 18, 2007
WELLS FARGO INVESTMENTS, LLC
January 6, 2006 - September 18, 2007
WELLS FARGO INVESTMENTS, LLC
March 20, 1990 - June 21, 1990
IDS LIFE INSURANCE COMPANY
March 20, 1990 - June 21, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
BEACON POINTE ADVISORS, LLC
CRD#: 119290 / SEC#: 801-60943
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEACON POINTE ADVISORS, LLC
CRD#: 119290 / SEC#: 801-60943
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 54,870 |
| AUM (Assets Under Management) | $ 39,839,757,384 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 12/26/2024 | ||
| 11/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
