Michael S. Rohdenburg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Shawn Rohdenburg was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 1992 - October 1, 1992
DICKINSON & CO.
August 26, 1991 - January 23, 1992
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
May 3, 1991 - June 19, 1991
HAMILTON INVESTMENTS, INC.
October 30, 1990 - April 19, 1991
GRUNTAL & CO., L.L.C.
October 5, 1989 - October 12, 1990
CIBC WORLD MARKETS CORP.
November 15, 1988 - September 29, 1989
LEHMAN BROTHERS INC.
September 24, 1986 - November 21, 1988
DICKINSON & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DICKINSON & CO.
CRD#: 689 / SEC#: , 8-7503
Contact information
Documents
Red Flags
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