Ivan T. Thornton

FIDUCIARY MANAGEMENT GROUP

New York, NY 10036

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CRD#: 1520963

Professional summary

Ivan Tyrone Thornton, who also goes by IVan Thornton, is a registered financial advisor currently at FIDUCIARY MANAGEMENT GROUP, LLC located in New York, New York.

Ivan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Ivan has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ivan Thornton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ivan Tyrone Thornton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2021 - Present

FIDUCIARY MANAGEMENT GROUP, LLC

Office #1: 1120 Avenue Of The Americas 4th Floor, New York, NY 10036

RIA

CRD#: 136612

New York, NY

Past

January 17, 2003 - September 14, 2005

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

NEW YORK, NY

Past

July 25, 2002 - January 17, 2003

PERSHING LLC

RIA

CRD#: 7560

NEW YORK, NY

Past

November 3, 2000 - September 14, 2005

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

February 26, 1996 - January 17, 2003

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

July 31, 1993 - February 29, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 6, 1989 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

July 30, 1986 - October 5, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDUCIARY MANAGEMENT GROUP, LLC

CRD#: 136612 / SEC#: 801-77646

RIA

Registered Investment Advisory firm - (3/1/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(5/10/2022)

IAR

New York
(8/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/22/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/21/1986

General Securities Representative Examination

Current Firm

FIDUCIARY MANAGEMENT GROUP, LLC

CRD#: 136612 / SEC#: 801-77646

RIA

Registered Investment Advisory firm - (3/1/2013 Approved)

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Contact information

Main Address

1120 Avenue Of The Americas 4th Floor, New York, NY 10036

Mailing Address

Phone number

(212) 626-6581

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDUCIARY MANAGEMENT GROUP, LLC (3/5/2025)

Regulatory assets under management

Total Number of Accounts	49
AUM (Assets Under Management)	$ 64,196,081

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ivan T. Thornton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ivan Tyrone Thornton's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FIDUCIARY MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/1992

Series 63

Date: 7/22/1986

Series 7

Date: 6/21/1986

Current Firm

FIDUCIARY MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIDUCIARY MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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