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Deanna Louise Moore

FIRST COMMAND ADVISORY SERVICES
Leavenworth, KS
·CRD# 1520750·40 years experience

Professional Summary

Deanna Louise Moore, who also goes by Deanna L Basler, Deanna Louise Basler, Deanna Louise Harris, Deanna R Harris, Deanna Ross Harris, Deanna L Moore, Deanna Louise Ross, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Leavenworth, Kansas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Leavenworth, Kansas. Deanna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Deanna...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Deanna L Basler, Deanna Louise Basler, Deanna Louise Harris, Deanna R Harris, Deanna Ross Harris, Deanna L Moore, Deanna Louise Ross

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

FIRST COMMAND ADVISORY SERVICES·CRD# 281958
RIA
417 S 2nd St Ste D-101, Leavenworth, KS 66048
August 21, 2026 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.·CRD# 3641
BD
417 S 2nd Street Suite D-101, Leavenworth, KS 66048
August 12, 2026 - Present
CETERA INVESTMENT SERVICES LLC·CRD# 15340
BD
St. Cloud, MN
October 22, 2024 - August 10, 2026
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
March 11, 2024 - June 25, 2024
VENTURE.CO BROKERAGE SERVICES LLC·CRD# 173924
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Burlington, VT
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SS&C MARKET SERVICES, LLC·CRD# 23568
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Kansas City, MO
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MOLONEY SECURITIES ASSET MANAGEMENT LLC·CRD# 282448
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Kansas City, MO
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MOLONEY INVESTMENT ADVISORY LLC·CRD# 282140
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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
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Leawood, KS
February 26, 2014 - August 13, 2014
CHARLES SCHWAB & CO., INC.·CRD# 5393
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Chicago, IL
June 24, 2011 - July 2, 2012
CHARLES SCHWAB & CO., INC.·CRD# 5393
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Chicago, IL
June 23, 2011 - July 2, 2012
TRIAD ADVISORS LLC·CRD# 25803
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Atlanta, GA
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FAS WEALTH PARTNERS, INC.·CRD# 109796
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Eau Claire, WI
October 17, 2008 - August 6, 2009
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Current Firm

FC
FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - SEC (7/28/2005 Approved)

Contact Information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone Number

(817) 731-8621

# of Employees

1,787

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (6/24/2026)

Regulatory Assets Under Management

Total Number of Accounts

113,591

AUM (Assets Under Management)

$24,429,418,155

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - SEC (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(8/21/2026)
RR
Alaska
(9/2/2026)
RR
Arizona
(9/2/2026)
RR
Arkansas
(8/26/2026)
RR
California
(8/21/2026)
RR
Colorado
(8/21/2026)
RR
Connecticut
(8/21/2026)
RR
District of Columbia
(8/24/2026)
RR
Florida
(8/24/2026)
RR
Georgia
(8/24/2026)
RR
Hawaii
(8/31/2026)
RR
Idaho
(8/21/2026)
RR
Illinois
(8/24/2026)
RR
Indiana
(8/24/2026)
RR
Iowa
(8/21/2026)
RR
Kansas
(8/21/2026)
IAR
Kansas
(8/21/2026)
RR
Kentucky
(8/21/2026)
RR
Louisiana
(8/21/2026)
RR
Maryland
(9/1/2026)
RR
Massachusetts
(8/24/2026)
RR
Michigan
(8/25/2026)
RR
Minnesota
(8/24/2026)
RR
Missouri
(8/26/2026)
RR
Montana
(8/25/2026)
RR
Nebraska
(8/24/2026)
RR
Nevada
(8/21/2026)
RR
New Hampshire
(8/24/2026)
RR
New Jersey
(9/3/2026)
RR
New Mexico
(8/24/2026)
RR
New York
(8/21/2026)
RR
North Carolina
(8/24/2026)
RR
North Dakota
(8/25/2026)
RR
Ohio
(8/21/2026)
RR
Oklahoma
(8/24/2026)
RR
Oregon
(8/27/2026)
RR
Pennsylvania
(8/24/2026)
RR
South Carolina
(9/21/2026)
RR
South Dakota
(8/24/2026)
RR
Tennessee
(8/24/2026)
RR
Texas
(8/24/2026)
IAR
Texas
(8/24/2026)
RR
Utah
(8/25/2026)
RR
Vermont
(8/24/2026)
RR
Virginia
(8/25/2026)
RR
Washington
(8/21/2026)
RR
Wisconsin
(8/26/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2026About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1987About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Deanna Louise Moore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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