Deanna L. Moore
Professional summary
Deanna Louise Moore, who also goes by Deanna L Basler, Deanna Louise Basler, Deanna Louise Harris, Deanna R Harris, Deanna Ross Harris, Deanna L Moore, Deanna Louise Ross, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Leavenworth, Kansas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Leavenworth, Kansas.
Deanna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Deanna has worked at 23 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Deanna Louise Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2026 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 417 S 2nd St Ste D-101, Leavenworth, KS 66048August 12, 2026 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 417 S 2nd Street Suite D-101, Leavenworth, KS 66048October 22, 2024 - August 10, 2026
CETERA INVESTMENT SERVICES LLC
March 11, 2024 - June 25, 2024
LPL FINANCIAL LLC
October 2, 2020 - March 12, 2021
VENTURE.CO BROKERAGE SERVICES LLC
February 14, 2018 - June 27, 2018
SS&C MARKET SERVICES, LLC
December 9, 2016 - February 12, 2018
MOLONEY SECURITIES ASSET MANAGEMENT LLC
May 27, 2016 - December 31, 2017
MOLONEY SECURITIES CO., INC.
May 19, 2016 - December 31, 2016
MOLONEY INVESTMENT ADVISORY LLC
March 7, 2014 - August 13, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 26, 2014 - August 13, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 24, 2011 - July 2, 2012
CHARLES SCHWAB & CO., INC.
June 23, 2011 - July 2, 2012
CHARLES SCHWAB & CO., INC.
September 15, 2010 - October 26, 2010
TRIAD ADVISORS LLC
April 17, 2009 - September 30, 2009
FAS WEALTH PARTNERS, INC.
October 17, 2008 - August 6, 2009
AMERICAN BEACON PARTNERS, INC.
January 1, 2006 - February 9, 2007
UMB FINANCIAL SERVICES, INC.
September 9, 2005 - February 9, 2007
UMB FINANCIAL SERVICES, INC.
April 11, 2001 - December 31, 2004
UBS ASSET MANAGEMENT (US) INC.
March 28, 1997 - February 26, 2001
AMERICAN CENTURY INVESTMENT SERVICES INC.
July 27, 1995 - March 21, 1997
OCC DISTRIBUTORS LLC
March 30, 1992 - April 7, 1994
ROBERT THOMAS SECURITIES, INC
April 1, 1991 - December 31, 1991
VSR FINANCIAL SERVICES, INC.
October 29, 1990 - April 11, 1991
LPL FINANCIAL LLC
November 8, 1988 - August 22, 1989
BMA FINANCIAL SERVICES, INC.
September 21, 1987 - October 18, 1988
AMERIPRISE FINANCIAL SERVICES, LLC
November 21, 1986 - September 22, 1987
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113,591 |
| AUM (Assets Under Management) | $ 24,429,418,155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958Leavenworth, KS 66048TRUST BUT VERIFY
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