Thomas J. Scalici
CORNERSTONE ADVISORS ASSET MANAGEMENT | CEO
Bethlehem, PA 18018
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CRD#: 1520689
Professional summary
Thomas Joseph Scalici, AIF®, CFP®, who also goes by Thomas J Scalici, is a registered financial advisor currently at CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC located in Bethlehem, Pennsylvania and M HOLDINGS SECURITIES, INC. located in Bethlehem, Pennsylvania.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Thomas has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Financial planning
Insurance
Institutional consulting
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Thomas J Scalici
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) M Holdings Securities, Inc.; Portland, OR; Broker Dealer; Investment-Related; Registered Representative; duties include Consulting and Compliance; started 1/2011; 15% of time; 15% of time during trading hours (2) Cornerstone Institutional Investors, LLC; Bethlehem, PA; Insurance Agency; Investment-Related; Chief Executive Officer/Manager; started 11/1997; 5% of time; 5% of time during trading hours (3) Cornerstone Advisors Asset Management, LLC; Bethlehem, PA; Investment Advisor; Investment-Related; Chief Executive Officer/Manager; started 11/1997; 80% of time; 80% of time during trading hours (4) Cornerstone Benefits, Inc. is the parent company of Cornerstone Institutional Investors, LLC and Cornerstone Advisors Asset Management, LLC. (5) Catholic Foundation of Eastern Pennsylvania; P.O. Box 1430, Allentown, PA 18105; 07/2015; Vice Chairman & Investment Committee Chair (as of 7/2020); Attend quarterly Board Meetings. Run quarterly investment committee meetings. Periodically conduct reviews for individual accounts; Investment Related; 3 hours/month; 2 hours/month during business hours; No Compensation. (6) Lehigh County Club; Allentown, PA; Non-Profit; Investment-Related; Board Member; Started 5/2009; 3 hours per month; 0 hours during trading hours; duties include governance of organization funds (7) John Hancock Retirement Plan Advisory Group; Boston, MA; Financial Services; Investment-Related; Committee Member; Started 3/2014; 2 hours per month; 2 hours during trading hours; duties include providing feedback on strategic direction (8) Allentown Art Museum; 31 North 5th Street, Allentown PA 18101; Investment related; Board Member; Serves on Executive and Investment Committees. As of 11/2025, Capital Campaign Director soliciting donors for gifts. 12/2018; 20 hours/month; 10 hours/month during trading hours; (9) TIAA; 8500 Andrew Carnegie Way, Charlotte, NC 28277; 10/02/2019; Member; Provide feedback to TIAA/s Retirement Plan Leadership; Investment Related; 1 hour/month; 1 hour/month during business hours; Expense Reimbursement. (10) St. Lukes - Sacred Heart Hospital; 421 W Chew St, Allentown, PA 18102; Lehigh Valley's only Catholic hospital which features advanced inpatient and outpatient services and Community Care; Not Investment-Related; Board Chair; Conduct Board meetings, recruit new Board members, work with CEO of the hospital to implement strategic initiatives; 12/2022; 8 hours/month; 4 hours/month during trading hours. (11) ATM Opportunities Fund, LLC; 221 North 28th Street, Allentown PA 18104; Managing Member; Investment related; Owning LLC for property acquisition and loans to family members; 10/31/2023; 1 hour month; 1 hour per month during trading hours. (12) Educational Opportunities, LLC; 101 Greenwood Avenue, Suite 380, Jenkintown, PA 19046; Tax credits for educational purposes; Not investment Related; Member; Make charitable contributions to approved scholarship organizations and enjoy the benefits of the state EITC program; 4/15/2025; 0 hrs/month.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Joseph Scalici's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
February 9, 2006 - Present
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC
Office #1: 74 West Broad Street, Suite 340, Bethlehem, PA 18018RIA
CRD#: 138638
Bethlehem, PA
Current
January 3, 2011 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 74 West Broad Street Suite 340, Bethlehem, PA 18018RIA
BD
CRD#: 43285
Bethlehem, PA
Past
July 8, 2004 - December 31, 2017
CORNERSTONE INSTITUTIONAL INVESTORS, INC.
RIA
CRD#: 44664
BETHLEHEM, PA
Past
January 4, 1999 - March 2, 2006
YCS ASSET MANAGEMENT, INC.
RIA
CRD#: 109504
BETHLEHEM, PA
Past
July 30, 1998 - February 22, 2011
CORNERSTONE INSTITUTIONAL INVESTORS, INC.
BD
CRD#: 44664
BETHLEHEM, PA
Past
August 22, 1996 - April 28, 2010
CORNERSTONE FINANCIAL CONSULTANTS LTD
RIA
CRD#: 105405
ALLENTOWN, PA
Past
March 11, 1996 - July 22, 1998
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
October 27, 1989 - March 11, 1996
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
February 17, 1989 - November 8, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
August 21, 1986 - February 25, 1989
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC
CAAM ACQUISITION CO., INC. | CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | CORNERSTONE ADVISORS ASSET MANAGEMENT INC.
CRD#: 138638 / SEC#: 801-65091
RIA
Registered Investment Advisory firm - (1/4/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(1/2/2025)
RR
Florida(1/3/2011)
RR
Illinois(1/9/2024)
RR
Maine(1/2/2025)
RR
Maryland(1/9/2024)
RR
Massachusetts(1/9/2024)
RR
Mississippi(1/9/2024)
RR
New Hampshire(1/9/2024)
RR
New Jersey(1/3/2011)
RR
New York(1/3/2011)
RR
North Carolina(1/9/2024)
RR
Ohio(7/24/2024)
RR
Oregon(1/9/2024)
IAR
Pennsylvania(2/9/2006)
RR
Pennsylvania(1/3/2011)
RR
Tennessee(1/2/2025)
IAR
Texas(4/24/2007)
RR
Texas(1/9/2024)
RR
West Virginia(1/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC
CAAM ACQUISITION CO., INC. | CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC | CORNERSTONE ADVISORS ASSET MANAGEMENT INC.
CRD#: 138638 / SEC#: 801-65091
RIA
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Contact information
Main Address
74 West Broad Street, Suite 340, Bethlehem, PA 18018
Mailing Address
Phone number
(610) 694-0900
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,841 |
| AUM (Assets Under Management) | $ 8,299,028,636 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC
CEOCRD#: 138638Bethlehem, PA 18018TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
