James F. Salata
Professional summary
James F Salata was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
James is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, James had worked at 6 firms, which includes NATCITY INSURANCE SERVICES INC., IFMG SECURITIES INC., INDEPENDENT FINANCIAL SECURITIES INC., NATCITY INVESTMENTS INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 1999 - December 17, 1999
NATCITY INSURANCE SERVICES, INC.
August 3, 1998 - January 4, 1999
IFMG SECURITIES, INC.
May 1, 1997 - August 3, 1998
INDEPENDENT FINANCIAL SECURITIES, INC.
April 30, 1997 - December 17, 1999
NATCITY INVESTMENTS, INC.
August 1, 1986 - April 25, 1997
METROPOLITAN LIFE INSURANCE COMPANY
August 1, 1986 - April 25, 1997
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
NATCITY INSURANCE SERVICES, INC.
CRD#: 16989 / SEC#: , 8-34901
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL CITY BANK, MICHIGAN | OWNER | |
| BAILEY, SCOTT LEROY | ASSISTANT VICE PRESIDENT | 1475638 |
| BEER, JOHN P | CONTROLLER/FIN. PRIN. | 2690397 |
| BONNELL, PETER JOSEPH III | SENIOR VICE PRESIDENT | 1213039 |
| LARKMAN, WILLIAM PATRICK | COMPLIANCE DIRECTOR | 2745689 |
| LYDEN, E EARL | VICE PRESIDENT/TREASURER | 1391004 |
| PLANT, THOMAS A | SECRETARY | |
| SMITH, STEPHEN LEE | ASSISTANT SECRETARY |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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