Beth A. Boehr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beth Ann Boehr, who also goes by Beth A Miller, was a registered financial professional .
Beth is a previously registered financial professional and started their career in finance in 1986. Beth had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2013 - April 10, 2023
SWS ADVISORS, INC.
September 8, 2011 - April 10, 2023
OMNI FINANCIAL SECURITIES, INC.
May 27, 2009 - September 1, 2011
NEXT FINANCIAL GROUP, INC.
January 1, 2004 - May 27, 2009
VOYA FINANCIAL ADVISORS, INC.
January 1, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
January 10, 1996 - January 1, 2002
BMA FINANCIAL SERVICES, INC.
August 25, 1986 - January 21, 1991
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SWS ADVISORS, INC.
CRD#: 120054 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 580 |
| AUM (Assets Under Management) | $ 50,618,150 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
