Amy T. Reynolds
Professional summary
Amy Therese Reynolds, who also goes by Amy Therese Mussio, Amy Mussio Reynolds, is a registered financial professional currently at FIRST TRUST PORTFOLIOS L.P. located in Austin, Texas.
Amy is registered as a RR (Registered Representative) and started their career in finance in 1986. Amy has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amy Therese Reynolds's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2014 - Present
FIRST TRUST PORTFOLIOS L.P.
Office #1: Ibc Building 500 West 5th Street 8th Floor, Austin, TX, 78701November 5, 2011 - January 28, 2014
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
January 26, 1990 - May 20, 1991
FIDELITY BROKERAGE SERVICES LLC
August 25, 1987 - June 16, 1989
IFMG SECURITIES, INC.
December 24, 1986 - July 27, 1987
MFS FINANCIAL SERVICES, INC.
September 24, 1986 - January 9, 1987
MASSACHUSETTS FINANCIAL SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2014)
Exams
FINRA
Current Firm
FIRST TRUST PORTFOLIOS L.P.
CRD#: 28519 / SEC#: , 8-43843
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRACE PARTNERS OF DUPAGE L.P. | LIMITED PARTNER | |
| BOWEN, JAMES ALLEN | CHIEF EXECUTIVE OFFICER | 1123316 |
| BOWEN, MARISA ANN | MANAGING DIRECTOR | 1949032 |
| DYKAS, JAMES MARTIN | CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR | 2264809 |
| JACKSON, ERIK SOREN | CHIEF COMPLIANCE OFFICER | 2950559 |
| JARDINE, WILLIAM SCOTT | GENERAL COUNSEL | 2609233 |
| MCGAREL, DAVID GERARD | MANAGING DIRECTOR | 2945880 |
| MCGAREL, DAVID GERARD | CHIEF OPERATING OFFICER | 2945880 |
| ROGGENSACK, ANDREW SCOTT | PRESIDENT | 1582059 |
| THE CHARGER CORPORATION | GENERAL PARTNER |
Disclosures
| Regulatory Event | 4 |
Red Flags
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