Stuart M. Simchowitz
Professional summary
Stuart Michael Simchowitz, AIF® is a registered financial advisor currently at RMR WEALTH BUILDERS, INC. located in Mamaroneck, New York.
Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Stuart has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stuart Michael Simchowitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2020 - Present
RMR WEALTH BUILDERS, INC.
October 16, 2014 - March 31, 2022
CALTON & ASSOCIATES, INC.
October 16, 2014 - March 31, 2022
CALTON & ASSOCIATES, INC.
June 19, 2008 - April 1, 2015
AMERICAN PORTFOLIOS ADVISORS, INC
June 16, 2008 - April 1, 2015
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
March 4, 2008 - November 12, 2008
NRP ADVISORS, INC.
May 18, 2007 - October 15, 2008
NRP FINANCIAL, INC.
May 18, 2007 - November 12, 2008
NRP FINANCIAL, INC.
August 6, 2004 - May 21, 2007
BCG SECURITIES, INC.
August 4, 2004 - May 21, 2007
BCG SECURITIES, INC.
August 1, 2003 - August 5, 2004
WALNUT STREET SECURITIES, INC.
August 1, 2003 - August 5, 2004
WALNUT STREET SECURITIES, INC.
January 10, 2001 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
October 22, 1998 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
September 16, 1992 - October 19, 1998
GUARDIAN INVESTOR SERVICES LLC
December 18, 1989 - September 30, 1992
MONY SECURITIES CORPORATION
December 17, 1989 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
April 6, 1989 - July 20, 1989
G. R. PHELPS & CO., INC.
October 7, 1986 - March 28, 1989
MONY SECURITIES CORPORATION
October 7, 1986 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
Primary Firm SEC Registration
RMR WEALTH BUILDERS, INC.
CRD#: 169005 / SEC#: 801-80404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/1/2020)
(2/16/2021)
(11/5/2024)
Exams
Series 62
Date: 5/4/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
RMR WEALTH BUILDERS, INC.
CRD#: 169005 / SEC#: 801-80404
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,428 |
| AUM (Assets Under Management) | $ 2,199,565,329 |
Red Flags
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