Joseph P. Walsh
Professional summary
Joseph Patrick Walsh, who also goes by Joe Walsh, is a registered financial professional currently at ALPINE SECURITIES CORPORATION located in Longview, Texas.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2000. Joseph has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Patrick Walsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2018 - Present
ALPINE SECURITIES CORPORATION
January 22, 2016 - March 19, 2018
HILLTOP SECURITIES INC.
June 10, 2009 - January 22, 2016
FIRST SOUTHWEST COMPANY, LLC
November 22, 2000 - June 8, 2009
EMMETT A LARKIN COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/26/2018)
(9/26/2018)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
ALPINE SECURITIES CORPORATION
CRD#: 14952 / SEC#: , 8-31464
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 45 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
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