Danny G. Steele

THE RETIREMENT PLANNERS, USA

Pensacola, FL 32514

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CRD#: 1519534

Professional summary

Danny Gene Steele is a registered financial advisor currently at THE RETIREMENT PLANNERS, USA, LLC located in Pensacola, Florida and SILVER OAK SECURITIES, INCORPORATED located in Pensacola, Florida.

Danny is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Danny has worked at 7 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 6, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) The Retirement Planners USA LLC,Is Investment Related,"8001 N. 9th Ave, , Pensacola, FL, 32514, United States",Investment Advisory,Financial Advisor Representative,3/7/2019,30 hours per month,10 hours per month during trading hours,Salary Compensation,I am compensated on a fixed salary basis. No commission or performance based fees are paid for investment advisory activities. 2) Philadelphia American Life Insurance Company,Is Not Investment Related,"P.O. Box 34952, , Omaha, NE, 68134, United States",Market Health Insurance,Health Insurance Agent,4/28/2022,10 hours per month,0 hours per month during trading hours,Commission Compensation,Market Healt Insurance for small group and individual. 3) .Steele Insurance Agency, Owner, 2341 Semoran Place, Pensacola Florida, 32503 United States; start date of December 26, 2019; 10 hours per month, 5 hours during trading hours, Sales, Medicare Insurance Sales, commission based, non investment related; Steele Insurance Agency, LLC, start date of March 3, 2019, owner, 8001 N. 9th Avenue, Pensacola, Florida 32514, insurance sales in the area of equity indexed annuities, fixed annuities, life insurance, long term care, and health insurance, non investment related, 10 hours spent per month during trading hours; 3)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danny Gene Steele's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2019 - Present

THE RETIREMENT PLANNERS, USA, LLC

Office #1: 8001 N 9th Ave, Pensacola, FL 32514

RIA

CRD#: 152870

Pensacola, FL

Current

January 23, 2019 - Present

SILVER OAK SECURITIES, INCORPORATED

Office #1: 8001 North 9th Avenue, Pensacola, FL 32514

RIA

CRD#: 46947

Pensacola, FL

Past

September 4, 2018 - October 9, 2018

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

LAKE ST. LOUIS, MO

Past

May 21, 2010 - March 20, 2012

THE RETIREMENT PLANNERS, USA, LLC

RIA

CRD#: 152870

PACE, FL

Past

January 6, 2010 - August 10, 2011

CAPE SECURITIES INC.

CRD#: 7072

MCDONOUGH, GA

Past

April 8, 2009 - December 31, 2009

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

ST. CLAIR, MO

Past

October 2, 1990 - September 24, 1991

PFS INVESTMENTS INC.

CRD#: 10111

Past

December 5, 1988 - October 4, 1990

NORTH AMERICAN MANAGEMENT, INC.

CRD#: 624

Past

June 27, 1986 - October 17, 1988

PFS INVESTMENTS INC.

CRD#: 10111

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/23/2019)

IAR

Alabama
(2/6/2019)

Florida
(1/23/2019)

IAR

Florida
(3/7/2019)

IAR

Louisiana
(7/9/2024)

IAR

Missouri
(5/2/2024)

IAR

Texas
(4/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/1/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/16/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/4/2018

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 4/7/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/24/2019

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

THE RETIREMENT PLANNERS, USA, LLC

THE RETIREMENT PLANNERS | THE RETIREMENT PLANNERS, USA, LLC

CRD#: 152870 / SEC#:

Alabama

Registered Investment Advisory firm - (4/26/2016 Approved)

Florida

Registered Investment Advisory firm - (4/3/2010 Approved)

Louisiana

Registered Investment Advisory firm - (7/9/2024 Approved)

Missouri

Registered Investment Advisory firm - (5/4/2010 Approved)

Texas

Registered Investment Advisory firm - (2/26/2016 Conditional Restricted)

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Contact information

Main Address

8001 N 9th Ave, Pensacola, FL 32514

Mailing Address

Phone number

(850) 995-1999

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	404
AUM (Assets Under Management)	$ 54,208,682

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Danny G. Steele

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danny Gene Steele's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER OAK SECURITIES, INCORPORATED

FIRST HEARTLAND CAPITAL, INC.

THE RETIREMENT PLANNERS, USA, LLC

CAPE SECURITIES INC.

SECURITIES SERVICE NETWORK, LLC

PFS INVESTMENTS INC.

NORTH AMERICAN MANAGEMENT, INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/2018

Series 63

Date: 10/1/2018

Series 66

Date: 5/16/2009

SIE

Date: 10/1/2018

Series 6

Date: 9/4/2018

Series 7

Date: 4/7/2009

Series 26

Date: 9/24/2019

FINRA

Current Firm

THE RETIREMENT PLANNERS, USA, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE RETIREMENT PLANNERS, USA, LLC

TRUST BUT VERIFY

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