Loretta A. Ascencio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Loretta Anne Ascencio, who also goes by Lore Ascencio, Loretta Anne Ascencio-pallott, was a registered financial professional .
Loretta is a previously registered financial professional and started their career in finance in 1986. Loretta had worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2009 - December 10, 2015
BRYAN FUNDING, INC.
May 15, 2006 - February 15, 2007
STATE FARM VP MANAGEMENT CORP.
March 30, 1988 - August 5, 1988
FIRST COMPASS SECURITIES, INC.
July 23, 1986 - June 15, 1987
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
BRYAN FUNDING, INC.
CRD#: 11899 / SEC#: , 8-27880
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
