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MZ

Michael Brooks Zajaczkowski

CRD# 1519408·Registered 1987 - 1997
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Brooks Zajaczkowski, who also goes by Michael Brooks Goodman, Brooks Zajaczkowski, Goodman Zajaczkowski, Michael Zajaczkowski, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1987 - 1997. Michael had worked at 8 firms and has passed the Series 63, Series 7, Series 22 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Brooks Goodman, Brooks Zajaczkowski, Goodman Zajaczkowski, Michael Zajaczkowski

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

SMITH CULVER INVESTMENTS·CRD# 24007
BD
San Francisco, CA
December 19, 1995 - February 21, 1997
SAPERSTON FINANCIAL INC.·CRD# 27863
BD
Buffalo, NY
June 28, 1994 - August 22, 1994
WILLIAM LAWRENCE SECURITIES, INC.·CRD# 28569
BD
August 27, 1993 - April 25, 1994
WESTMARK SECURITIES CORPORATION·CRD# 16709
BD
Santa Monica, CA
August 3, 1993 - August 10, 1993
CONSOLIDATED INTERCAPITAL CORPORATION·CRD# 16247
BD
Woodland Hills, CA
November 20, 1991 - March 9, 1993
THE CAMDEN GROUP·CRD# 21386
BD
April 11, 1989 - May 20, 1991
BROKERS INVESTMENT CORPORATION·CRD# 16607
BD
Canoga Park, CA
March 31, 1987 - February 27, 1989
WENTWORTH SECURITIES, INC.·CRD# 18223
BD
March 9, 1987 - April 15, 1987

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Current Firm

SC
SMITH CULVER INVESTMENTS

SMITH CULVER INVESTMENTS | SMITH CULVER, INC.

CRD#: 24007 / SEC#: 8-40860
BD
Cancelled by SEC on 10/04/2006

Contact Information

Established

California since 08/01/1988

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1994About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Feb 1987About the Series 22 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Oct 1988About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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