Michael B. Zajaczkowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Brooks Zajaczkowski, who also goes by Michael Brooks Goodman, Brooks Zajaczkowski, Goodman Zajaczkowski, Michael Zajaczkowski, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 8 firms and has passed the Series 63, Series 7, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 1995 - February 21, 1997
SMITH CULVER INVESTMENTS
June 28, 1994 - August 22, 1994
SAPERSTON FINANCIAL INC.
August 27, 1993 - April 25, 1994
WILLIAM LAWRENCE SECURITIES, INC.
August 3, 1993 - August 10, 1993
WESTMARK SECURITIES CORPORATION
November 20, 1991 - March 9, 1993
CONSOLIDATED INTERCAPITAL CORPORATION
April 11, 1989 - May 20, 1991
THE CAMDEN GROUP
March 31, 1987 - February 27, 1989
BROKERS INVESTMENT CORPORATION
March 9, 1987 - April 15, 1987
WENTWORTH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SMITH CULVER INVESTMENTS
CRD#: 24007 / SEC#: , 8-40860
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
