Robert W. Sewalk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert William Sewalk, who also goes by Bob Sewalk, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 6 firms and has passed the Series 63, SIE, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2017 - June 27, 2017
PAYCHEX SECURITIES CORPORATION
September 20, 2001 - October 15, 2002
ONE ORCHARD EQUITIES, INC.
July 13, 2000 - April 18, 2001
STATE FARM VP MANAGEMENT CORP.
June 13, 1996 - July 27, 1998
PRINCIPAL SECURITIES, INC.
November 3, 1987 - March 1, 1988
SUTRO & CO. INCORPORATED
March 25, 1987 - November 13, 1987
SHERWOOD CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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