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JE

John Wing Euckert

CRD# 1519136·Registered 1986 - 2018
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Wing Euckert was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1986 - 2018. John had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

MODERN CAPITAL SECURITIES INC.·CRD# 130876
RIA
Carlsbad, CA
January 28, 2005 - December 4, 2018
MODERN CAPITAL SECURITIES INC.·CRD# 130876
BD
Carlsbad, CA
September 13, 2004 - January 7, 2021
SENTRA SECURITIES CORPORATION·CRD# 10249
RIA
Carlsbad, CA
November 30, 1998 - September 15, 2004
SENTRA SECURITIES CORPORATION·CRD# 10249
BD
Phoenix, AZ
November 16, 1998 - September 15, 2004
UNITED PACIFIC SECURITIES, INC.·CRD# 21986
BD
Carlsbad, CA
January 6, 1997 - November 16, 1998
NATHAN & LEWIS SECURITIES, INC.·CRD# 8503
BD
New York, NY
September 13, 1993 - December 31, 1996
GREEN HILL FINANCIAL SERVICE CORPORATION·CRD# 4882
BD
November 21, 1986 - September 17, 1993

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Current Firm

MC
MODERN CAPITAL SECURITIES INC.

MODERN CAPITAL SECURITIES INC. | WESTERN EQUITY GROUP, INC.

CRD#: 130876 / SEC#: 8-66403
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

7780 Brier Creek Parkway Suite 325, Pleasant View, TN 37146

Mailing Address

7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617

Phone Number

(919) 302-9855

Established

California since 01/22/2004

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (38 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
MODERN CAPITAL, INCOWNER—
ATKINS, BRADLEY DALEOWNER2963790
SHANAHAN, DANIEL JAMESCEO, PRESIDENT, CCO3277912
WOODWARD, CASSANDRA TALEENCFO, PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER,2956369

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2002About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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