Rose M. Villali
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rose Marie Villali, who also goes by Rose Marie Lofaro, was a registered financial professional .
Rose is a previously registered financial professional and started their career in finance in 1996. Rose had worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 62 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2021 - June 1, 2026
D. BORAL CAPITAL
September 28, 2018 - September 25, 2021
THE BENCHMARK COMPANY, LLC
August 5, 2014 - November 30, 2017
CHARDAN CAPITAL MARKETS LLC
April 24, 2006 - July 11, 2014
BTIG, LLC
January 5, 2004 - August 4, 2004
HILL THOMPSON MAGID & CO., INC.
June 24, 2003 - October 21, 2003
BROKERAGEAMERICA, LLC
November 19, 2002 - April 10, 2003
UBS CAPITAL MARKETS L.P.
September 4, 1996 - August 14, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/24/1998
Limited Representative-Equity Trader ExamSeries 62
Date: 9/3/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
D. BORAL CAPITAL
CRD#: 103792 / SEC#: , 8-52280
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DBCH PARTNERS LLC | SHAREHOLDER | |
| AGRAWAL, SHARAD | CHIEF TECHNOLOGY OFFICER | 5115964 |
| BORAL, DAVID WALTER | CHIEF EXECUTIVE OFFICER | 5340753 |
| MERLIN, JARED | CHIEF COMPLIANCE OFFICER | 4222427 |
| WHALEN, RYAN JAMES | GENERAL COUNSEL | 7457347 |
| WIEDERLIGHT, PHILIP | CHIEF OPERATING OFFICER | 5856024 |
| WILDER, BRADLEY STEPHEN | FINOP | 7497819 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
