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Nebrissa Song

CRD# 1518770·Registered 1988 - 2005
Previously Registered: Being a previously registered professional could mean that Nebrissa is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nebrissa Song, who also goes by Nebrissa N Rodriguez, Nebrissa Nieves Rodriguez, was a registered financial advisor. Nebrissa was a previously registered financial professional and started their career in finance 1988 - 2005. Nebrissa had worked at 25 firms and has passed the Series 63, SIE, Series 7, Series 4, Series 53, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nebrissa N Rodriguez, Nebrissa Nieves Rodriguez

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

HGA SECURITIES LLC·CRD# 131490
BD
New York, NY
January 20, 2005 - April 8, 2005
MEMBERTRADE FINANCIAL GROUP, LLC·CRD# 46313
BD
Albany, NY
December 17, 2004 - January 31, 2005
AMERICAN CAPITAL PARTNERS, LLC·CRD# 119249
BD
Hauppauge, NY
July 5, 2002 - June 30, 2004
HARRISON SECURITIES, INC.·CRD# 14103
BD
Port Washington, NY
January 4, 2002 - May 13, 2002
MMA SECURITIES LLC·CRD# 44254
BD
New York, NY
October 3, 2001 - July 26, 2012
MEMBERTRADE FINANCIAL GROUP, LLC·CRD# 46313
BD
Albany, NY
September 26, 2001 - February 24, 2003
EURONET SECURITIES CORP.·CRD# 48010
BD
Madrid
September 7, 2001 - October 2, 2001
ALPHA FINANCE US CORPORATION·CRD# 47953
BD
New York, NY
January 24, 2001 - March 22, 2001
MAY CAPITAL GROUP, L.L.C.·CRD# 37081
BD
New York, NY
December 14, 1999 - September 20, 2000
POST-LANE & CO., LLC·CRD# 46043
BD
New York, NY
March 2, 1999 - August 1, 2000
SEIDEL & CO., LLC·CRD# 42821
BD
New York, NY
November 5, 1997 - November 20, 2014
HAMPTON CAPITAL MANAGEMENT CORP.·CRD# 26109
BD
Stamford, CT
March 3, 1997 - August 27, 1997
CHRISTOPHER STREET FINANCIAL, INC.·CRD# 10250
BD
New York, NY
September 18, 1996 - June 1, 2001
RUMSON CAPITAL, LLC·CRD# 33848
BD
Montebello, NY
August 19, 1996 - February 7, 1997
BISHOP, ALLEN, INC.·CRD# 2060
BD
New York, NY
November 21, 1995 - January 29, 1997
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
November 4, 1994 - January 31, 1995
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
July 1, 1994 - July 29, 1994
AUGMENT SECURITIES INC.·CRD# 28373
BD
New York, NY
March 8, 1994 - February 9, 1995
INVESTEX SECURITIES GROUP, INC.·CRD# 30094
BD
New York, NY
August 20, 1993 - October 7, 1993
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
October 15, 1990 - January 14, 1994
TRIAD ADVISORS LLC·CRD# 25803
BD
Atlanta, GA
March 6, 1990 - July 12, 1990
PRESCOTT STEINAM INC.·CRD# 16872
BD
March 6, 1989 - October 31, 1989
IPSUN-LING FINANCIAL GROUP, INC.·CRD# 11298
BD
February 21, 1989 - March 14, 1989
PRINCETON FINANCIAL GROUP, INC.·CRD# 14597
BD
February 1, 1989 - March 7, 1989
SANDLER, O'NEILL & PARTNERS, L.P.·CRD# 23328
BD
November 23, 1988 - March 7, 1989
WELLSHIRE SECURITIES, INC.·CRD# 17939
BD
May 17, 1988 - August 24, 1988
RANDOLPH BROWN SECURITIES CORPORATION·CRD# 18338
BD
February 23, 1988 - April 27, 1988

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Current Firm

HS
HGA SECURITIES LLC

HGA SECURITIES LLC

CRD#: 131490 / SEC#: 8-66470
BD
Terminated by SEC on 06/07/2005

Contact Information

Established

Delaware since 02/12/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
HECKMAN GLOBAL ADVISORS LLCSOLE MEMBER—
HECKMAN, LEILA BPRES./GSP/CCO2030240
SONG, NEBRISSAFINOP1518770

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2014About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1988About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Mar 1990About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Mar 1990About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Apr 1989About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed May 1988About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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