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Clyde Waymon Moore

CRD# 1518248·Registered 1986 - 2010
Previously Registered: Being a previously registered professional could mean that Clyde is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Clyde Waymon Moore, who also goes by Clyde Waymon Moor, Clyde Wayman Moore, Clyde Waynom Moore, was a registered financial advisor. Clyde was a previously registered financial professional and started their career in finance 1986 - 2010. Clyde had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Clyde Waymon Moor, Clyde Wayman Moore, Clyde Waynom Moore

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

INTEGRITY FINANCIAL PLANNERS LLC·CRD# 119264
RIA
Lake Jackson, TX
January 3, 2007 - December 31, 2010
LPL FINANCIAL LLC·CRD# 6413
RIA
Lake Jackson, TX
December 2, 1988 - December 31, 2013
LPL FINANCIAL LLC·CRD# 6413
BD
Lake Jackson, TX
December 1, 1988 - December 31, 2013
EDWARD JONES·CRD# 250
BD
June 25, 1986 - September 2, 1988

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1989About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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