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CC

Charles A. Christofilis

RAM FINANCIAL LLC
DETROIT, MI 48226
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CRD#: 1518196
CC

Professional summary


Charles Anthony Christofilis, who also goes by Charles A Christofilis, is a registered financial professional currently at RAM FINANCIAL LLC located in Detroit, Michigan and RETOKENS CAPITAL LLC located in Spokane Valley, Washington.

Charles is registered as a RR (Registered Representative) and started their career in finance in 2000. Charles has worked at 15 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 87, Series 79, Series 3, Series 7, Series 4, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Charles A Christofilis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Charles Anthony Christofilis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 13, 2025 - Present

RAM FINANCIAL LLC

Office #1: 1420 Washington Blvd 6th Floor, Detroit, MI 48226
BD
CRD#: 330235
DETROIT, MI
Current

July 29, 2025 - Present

RETOKENS CAPITAL LLC

Office #1: 3103 N. Pines Road, Spokane Valley, WA 99216
BD
CRD#: 333160
SPOKANE VALLEY, WA
Past

June 13, 2025 - October 17, 2025

OASIS PRO MARKETS LLC

BD
CRD#: 149420
STAMFORD, CT
Past

October 10, 2024 - October 31, 2024

OASIS PRO MARKETS LLC

BD
CRD#: 149420
STAMFORD, CT
Past

January 8, 2019 - August 20, 2025

COINZOOM SECURITIES, LLC

BD
CRD#: 167337
SALT LAKE CITY, UT
Past

July 28, 2017 - March 7, 2018

SP INVESTMENTS MANAGEMENT, LLC

RIA
CRD#: 157659
SAN FRANCISCO, CA
Past

December 12, 2016 - March 7, 2018

FORGE SECURITIES LLC

BD
CRD#: 134596
San Francisco, CA
Past

December 3, 2014 - November 22, 2016

WHITE OAK MERCHANT PARTNERS LLC

BD
CRD#: 140142
SAN FRANCISCO, CA
Past

September 6, 2007 - December 1, 2014

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA
CRD#: 108559
SAN FRANCISCO, CA
Past

September 6, 2007 - December 1, 2014

FIRST REPUBLIC SECURITIES COMPANY, LLC

BD
CRD#: 105108
SAN FRANCISCO, CA
Past

January 25, 2007 - August 10, 2007

KESTRA INVESTMENT SERVICES, LLC

RIA
CRD#: 42046
ORLANDO, FL
Past

January 12, 2007 - August 10, 2007

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
ORLANDO, FL
Past

December 20, 2005 - December 15, 2006

PRINCIPAL ASSET MANAGEMENT

RIA
CRD#: 109002
DES MOINES, IA
Past

November 4, 2005 - December 21, 2005

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
DES MOINES, IA
Past

November 2, 2004 - December 15, 2006

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

February 19, 2003 - February 23, 2004

INVESTMENT CENTERS OF AMERICA, INC.

BD
CRD#: 16443
APPLETON, WI
Past

November 14, 2000 - November 13, 2002

NORTHERN TRUST SECURITIES, INC.

BD
CRD#: 7927
CHICAGO, IL
Past

March 28, 2000 - September 18, 2000

UNITED AMERICAN INTERNATIONAL, INC.

BD
CRD#: 30922
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/27/2025)
RR
Connecticut
(5/9/2025)
RR
District of Columbia
(5/13/2025)
RR
Florida
(4/23/2025)
RR
Illinois
(10/23/2025)
RR
Indiana
(5/6/2025)
RR
Massachusetts
(6/5/2025)
RR
Nebraska
(5/15/2025)
RR
New Hampshire
(5/9/2025)
RR
Puerto Rico
(5/15/2025)
RR
South Dakota
(9/24/2025)
RR
Texas
(6/6/2025)
RR
Utah
(3/5/2025)
RR
Washington
(5/16/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 2/26/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/24/2005
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 12/11/2012
National Commodity Futures Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


RC
RETOKENS CAPITAL LLC
RETOKENS CAPITAL LLC

CRD#: 333160 / SEC#: , 8-71290

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
3103 N. Pines Road, Spokane Valley, WA 99216
Mailing Address
3103 N. Pines Road, Spokane Valley, WA 99216
Phone number
(206) 208-8319
Established
Delaware since 06/18/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
RETOKENS FINANCIAL GROUP LLCOWNER
ATTANASIO, ELIZABETH MARIEPFO/POO5325007
CHRISTOFILIS, CHARLES ANTHONYCHIEF COMPLIANCE OFFICER1518196
ERHART, CHARLES MATTHEWCHIEF EXECUTIVE OFFICER6762159

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RETOKENS CAPITAL LLC

CRD#: 333160Detroit, MI 48226

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