Robert T. Jones

R.T. JONES CAPITAL EQUITIES MANAGEMENT

St. Louis, MO 63117

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CRD#: 1518153

Professional summary

Robert Terrence Jones is a registered financial advisor currently at R.T. JONES CAPITAL EQUITIES MANAGEMENT INC. located in St. Louis, Missouri.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Robert has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 4, Series 53, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CEO OF R.T. JONES CAPITAL MANAGEMENT INC. 8151 CLAYTON RD. #300, CLAYTON, MO 63117, A REGISTERED INVESTMENT ADVISER FORMED IN 1987, 40+ HOURS/WEEK ARE DEVOTED TO THIS ACTIVITY, INCLUDING 100% OF SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Terrence Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2009 - Present

R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.

Office #1: 8151 Clayton Road Suite 300, St. Louis, MO 63117

RIA

CRD#: 131804

St. Louis, MO

Past

January 3, 2008 - March 30, 2015

MOLONEY SECURITIES CO., INC.

CRD#: 38535

ST. LOUIS, MO

Past

June 12, 1998 - April 12, 2004

CAPITAL EQUITIES MANAGEMENT LLC

RIA

CRD#: 118199

ST. LOUIS, MO

Past

November 6, 1997 - June 25, 2009

R.T. JONES CAPITAL EQUITIES, INC.

RIA

CRD#: 19775

ST. LOUIS, MO

Past

September 28, 1987 - January 31, 2014

R.T. JONES CAPITAL EQUITIES, INC.

CRD#: 19775

ST. LOUIS, MO

Past

September 25, 1986 - July 7, 1987

FORTH FINANCIAL SECURITIES, CORPORATION

CRD#: 14363

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.

ARTESYS | R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.

CRD#: 131804 / SEC#: 801-63242

RIA

Registered Investment Advisory firm - (7/9/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/13/2009)

IAR

California
(4/17/2009)

IAR

Colorado
(4/28/2009)

IAR

Illinois
(5/5/2009)

IAR

Missouri
(5/12/2009)

IAR

Texas
(5/1/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/30/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/26/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/30/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/1986

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/6/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 3/13/1992

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 11/24/1987

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 5/18/1987

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/28/1986

General Securities Principal Examination

Current Firm

R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.

ARTESYS | R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.

CRD#: 131804 / SEC#: 801-63242

RIA

Registered Investment Advisory firm - (7/9/2004 Approved)

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Contact information

Main Address

8151 Clayton Road Suite 300, St. Louis, MO 63117

Mailing Address

Phone number

(314) 783-5000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV (6/29/2025)

Regulatory assets under management

Total Number of Accounts	4,658
AUM (Assets Under Management)	$ 415,946,157

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert T. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Terrence Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOLONEY SECURITIES CO., INC.

CAPITAL EQUITIES MANAGEMENT LLC

R.T. JONES CAPITAL EQUITIES, INC.

R.T. JONES CAPITAL EQUITIES, INC.

FORTH FINANCIAL SECURITIES, CORPORATION

Primary Firm SEC Registration

R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/30/2009

Series 63

Date: 6/26/1986

SIE

Date: 3/30/2015

Series 7

Date: 9/20/1986

Series 6

Date: 8/6/1986

Series 4

Date: 3/13/1992

Series 53

Date: 11/24/1987

Series 27

Date: 5/18/1987

Series 24

Date: 10/28/1986

Current Firm

R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.

TRUST BUT VERIFY

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