Jerry L. Rule
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Lynn Rule was a registered financial advisor .
Jerry is a previously registered financial advisor and started their career in finance in 1986. Jerry had worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2007 - June 29, 2007
USAA FINANCIAL PLANNING SERVICES
March 26, 2007 - June 29, 2007
USAA FINANCIAL ADVISORS, INC.
October 7, 1996 - December 31, 2005
FOX & COMPANY INVESTMENTS INC.
May 15, 1996 - August 23, 1996
CHARLES SCHWAB & CO., INC.
September 16, 1994 - April 26, 1996
FOX & COMPANY INVESTMENTS INC.
August 27, 1991 - September 15, 1994
QUICK & REILLY, INC.
March 15, 1990 - September 4, 1991
WESTAMERICA INVESTMENT GROUP
August 21, 1986 - March 5, 1990
RL KOTROZO, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
