Bruce Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Kelly was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1986. Bruce had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 1999 - September 9, 2016
UHLMANN PRICE SECURITIES, LLC
December 1, 1994 - February 5, 1998
PRUDENTIAL EQUITY GROUP, LLC
April 13, 1993 - December 13, 1994
CITIGROUP GLOBAL MARKETS INC.
April 28, 1992 - April 13, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 17, 1991 - March 16, 1992
PRUDENTIAL EQUITY GROUP, LLC
August 29, 1990 - January 28, 1991
LEHMAN BROTHERS INC.
February 1, 1988 - September 12, 1990
PRUDENTIAL EQUITY GROUP, LLC
June 24, 1986 - March 4, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
UHLMANN PRICE SECURITIES, LLC
CRD#: 42854 / SEC#: , 8-50041
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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