Kevin P. Mulshine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Patrick Mulshine was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1987. Kevin had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2011 - April 4, 2019
MBS CAPITAL MARKETS, LLC
May 5, 1997 - January 5, 2011
PRAGER & CO., LLC
May 21, 1987 - January 11, 1996
WILLIAM R. HOUGH & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MBS CAPITAL MARKETS, LLC
CRD#: 155065 / SEC#: , 8-68690
Contact information
FINRA licenses (21 States and Territories)
Red Flags
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