MB
Michael F. Baumann
IMPACT PARTNERSHIP WEALTH
Melbourne, FL 32935
Some features on this profile are disabled
CRD#: 1518081
MB
Professional summary
Michael Francis Baumann 3RD, who also goes by Mike Baumann, is a registered financial advisor currently at IMPACT PARTNERSHIP WEALTH, LLC located in Melbourne, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Baumann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Honor Financial Group, Inc; Not Investment Related; 2351 W. Eau Gallie Blvd, Suite 1 Melbourne, FL 32935; Director; 10/1987; 0hrs/Mo; 0hrs/Mo Devoted during Security Trading Hours; Holding Company. 2) Honor Insurance Group LLC; Yes Investment Related; 2351 W. Eau Gallie Blvd, Suite 1 Melbourne, FL 32935; Insurance Agent; 02/2010; 120hrs/Mo Devoted; 84hrs/Mo Devoted during Security Trading Hours; Sales of various insurance products. 3) USA Wealth Group; Not Investment Related; 2351 W. Eau Gallie Blvd, Suite 1 Melbourne, FL 32935; Owner/Member; 05/2023; 0 hrs/Mo Devoted; 0 hrs/Mo Devoted during Security Trading Hours; Established for payment disbursement. 4) Condo Board; Not Investment Related; Brevard County, FL; Serve on Condo Board of Directors; Board Member; 3/1/2020; 1hr/Mo; 0hrs/Mo during Securities Trading Hours; Meet 4 times per year.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Francis Baumann 3RD's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2023 - Present
IMPACT PARTNERSHIP WEALTH, LLC
Office #1: 2351 W Eau Gallie Blvd Ste 1, Melbourne, FL 32935RIA
CRD#: 313928
Melbourne, FL
Past
March 6, 2015 - April 10, 2015
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
Melbourne, FL
Past
March 21, 2011 - March 8, 2013
CENTER STREET SECURITIES, INC.
BD
CRD#: 26898
INDIAN HARBOUR BEACH, FL
Past
August 20, 2010 - March 26, 2024
HONOR INVESTMENT GROUP, LLC
RIA
CRD#: 153557
MELBOURNE, FL
Past
April 20, 2009 - November 19, 2010
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
INDIAN HARBOUR BEACH, FL
Past
November 12, 2007 - December 31, 2008
USA FINANCIAL SECURITIES LLC
BD
CRD#: 103857
INDIAN HARBOUR BEACH, FL
Past
May 26, 1988 - October 12, 2007
CALIBRAX CAPITAL PARTNERS, LLC
BD
CRD#: 1409
COLD SPRING HARBOR, NY
Past
July 23, 1986 - October 13, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IP
IMPACT PARTNERSHIP WEALTH, LLC
ATLAS RETIREMENT | WARNER FINANCIAL | VISION WEALTH | TROYER WEALTH, LLC | THE DIRECT EFFECT | SUMMIT WEALTH STRATEGIES, LLC | SANDS FINANCIAL SERVICES | RIEDMILLER WEALTH MANAGEMENT | REDDING WEALTH LLC | PHOENIX WEALTH MANAGEMENT | PATRIA WEALTH | OWENS FINANCIAL GROUP, LLC | ONE FAMILY FINANCIAL | NEW PERSPECTIVE FINANCIAL SERVICES | IMPACT WEALTH MANAGEMENT, LLC | IMPACT PARTNERSHIP WEALTH, LLC | HODGES INVESTMENT ADVISORY REPRESENTATIVE | HEART FINANCIAL GROUP | DIAMOND HEAD FINANCIAL ADVISORY D/B/A BLUE CHIP FINANCIAL GROUP, INC. | CRANBERRY FINANCIAL | COOK, PIERCE FINANCIAL MANAGEMENT | CANNON FINANCIAL GROUP | CAMERON WEALTH GROUP | BRIDGES WEALTH PRESERVATION, INC. | BERTRAND RETIREMENT SOLUTIONS, LLC | BEE FINANCIAL PARTNERS
CRD#: 313928 / SEC#: 801-121239
RIA
Registered Investment Advisory firm - (5/24/2021 Approved)Maryland
Registered Investment Advisory firm - (10/18/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IP
IMPACT PARTNERSHIP WEALTH, LLC
ATLAS RETIREMENT | WARNER FINANCIAL | VISION WEALTH | TROYER WEALTH, LLC | THE DIRECT EFFECT | SUMMIT WEALTH STRATEGIES, LLC | SANDS FINANCIAL SERVICES | RIEDMILLER WEALTH MANAGEMENT | REDDING WEALTH LLC | PHOENIX WEALTH MANAGEMENT | PATRIA WEALTH | OWENS FINANCIAL GROUP, LLC | ONE FAMILY FINANCIAL | NEW PERSPECTIVE FINANCIAL SERVICES | IMPACT WEALTH MANAGEMENT, LLC | IMPACT PARTNERSHIP WEALTH, LLC | HODGES INVESTMENT ADVISORY REPRESENTATIVE | HEART FINANCIAL GROUP | DIAMOND HEAD FINANCIAL ADVISORY D/B/A BLUE CHIP FINANCIAL GROUP, INC. | CRANBERRY FINANCIAL | COOK, PIERCE FINANCIAL MANAGEMENT | CANNON FINANCIAL GROUP | CAMERON WEALTH GROUP | BRIDGES WEALTH PRESERVATION, INC. | BERTRAND RETIREMENT SOLUTIONS, LLC | BEE FINANCIAL PARTNERS
CRD#: 313928 / SEC#: 801-121239
RIA
Registered Investment Advisory firm - (5/24/2021 Approved)Maryland
Registered Investment Advisory firm - (10/18/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1688 White Circle Nw, Marietta, GA 30066
Mailing Address
Phone number
(800) 380-5040
Established
Firm type
Fiscal year end
# of Employees
78
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,237 |
| AUM (Assets Under Management) | $ 1,682,147,707 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
