Laura S. Adams

ADAMS ASSET ADVISORS LLC

DALLAS, TX 75231

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CRD#: 1518058

Professional summary

Laura S Adams, who also goes by Laurie Adams, Laura Sue Harris, is a registered financial advisor currently at ADAMS ASSET ADVISORS LLC located in Dallas, Texas.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Laura has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laurie Adams | Laura Sue Harris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEX PLUS FUND, INC - START DATE 4/19/02 ALPHA HEDGE FUND, INC - START DATE 4/6/04 STOCK DIVIDEND FUND, INC START DATE 4/6/04 ALL ABOVE ARE INVESTMENT RELATED. ALL ABOVE ARE OPEN-END MUTUAL FUNDS. ADDRESSES FOR ALL ARE SAME AS ADVISOR. POSITION AT ALL IS PRESIDENT/TREASURER. TOTAL HOURS PER MONTH FOR EACH IS 20 HOURS. DUTIES ARE COMPLIANCE, STRATEGY IMPLEMENTATION, INVESTMENT EXECUTION. NO COMPENSATION PAID FOR DUTIES-ADVISOR AND PRESIDENT ARE SAME AND ADVISOR RECEIVES MANAGEMENT FEE FROM FUNDS. ADVISOR IS ALSO SEC REGISTERED TRANSFER AGENT FOR FUNDS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura S Adams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2002 - Present

ADAMS ASSET ADVISORS LLC

Office #1: 10670 N Central Expwy #470, Dallas, TX 75231

RIA

CRD#: 120573

DALLAS, TX

Past

January 1, 1988 - August 16, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADAMS ASSET ADVISORS LLC

CRD#: 120573 / SEC#: 801-61797

RIA

Registered Investment Advisory firm - (2/7/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/25/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/19/1987

General Securities Representative Examination

Current Firm

ADAMS ASSET ADVISORS LLC

CRD#: 120573 / SEC#: 801-61797

RIA

Registered Investment Advisory firm - (2/7/2003 Approved)

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Contact information

Main Address

10670 N. Central Expwy. Suite 470, Dallas, TX 75231

Mailing Address

Phone number

(214) 360-7410

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADAMS ASSET ADVISORS, LC (1/6/2025)

ADAMS ASSET ADVISORS, LLC BROCHURE (1/6/2025)

Regulatory assets under management

Total Number of Accounts	139
AUM (Assets Under Management)	$ 912,150,809

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Laura S. Adams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura S Adams's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADAMS ASSET ADVISORS LLC

INTEGRATED RESOURCES EQUITY CORPORATION

Primary Firm SEC Registration

ADAMS ASSET ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/2002

Series 7

Date: 12/19/1987

Current Firm

ADAMS ASSET ADVISORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADAMS ASSET ADVISORS LLC

TRUST BUT VERIFY

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