Joel M. Grant
Professional summary
Joel Marc Grant was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joel is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Joel had worked at 7 firms, which includes ROYCE INVESTMENT GROUP INC., KENSINGTON WELLS INCORPORATED, CONTINENTAL BROKER-DEALER CORP., STRATTON OAKMONT INC., STRATTON SECURITIES INC., BARRETT DAY SECURITIES INC., INVESTORS CENTER INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 1996 - July 29, 1999
ROYCE INVESTMENT GROUP, INC.
June 17, 1993 - December 4, 1996
KENSINGTON WELLS INCORPORATED
July 1, 1991 - May 20, 1993
CONTINENTAL BROKER-DEALER CORP.
June 26, 1989 - July 29, 1991
STRATTON OAKMONT INC.
April 17, 1989 - June 27, 1989
STRATTON SECURITIES, INC.
April 3, 1989 - April 20, 1989
BARRETT DAY SECURITIES, INC.
September 24, 1986 - February 28, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ROYCE INVESTMENT GROUP, INC.
CRD#: 10494 / SEC#: , 8-27560
Contact information
Documents
Red Flags
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