TS
Thomas E. Sanders
KINGSMARK PRIVATE FINANCIAL ADVISORS
Albany, GA 31721
Some features on this profile are disabled
CRD#: 1517616
TS
Professional summary
Thomas Edward Sanders, CFP®, who also goes by Tom Sanders, is a registered financial advisor currently at KINGSMARK PRIVATE FINANCIAL ADVISORS, LLC located in Albany, Georgia.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Thomas has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Sanders
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. (2) WESTOVER LAND PROPERTIES, LLC NON-INVESTMENT RELATED P.O. Box 70998, Albany, GA 31708 NATURE: REAL ESTATE POSITION: MEMBER POSITION TITLE: MEMBER START DATE: JUNE 2004 TIME SPENT: 2 HOURS PER MONTH - NOT DURING MKT. HRS. DUTIES: REAL ESTATE MANAGEMENT (3) BELL LAND COMPANY, LLC NON-INVESTMENT RELATED P.O. BOX 70998 ALBANY, GA 31708 NATURE: REAL ESTATE POSITION: MEMBER POSITION TITLE: MEMBER START DATE: FEBRUARY 2012 TIME SPENT: 2 HOURS PER MONTH - NOT DURING MKT. HRS. DUTIES: REAL ESTATE MANAGEMENT (4) BELL PLANTATION, LLC - SINGLE-MEMBER LLC - NOT INVESTMENT-RELATED P.O. BOX 70998 ALBANY, GA 31708 NATURE: OPERATING HUNTING GUIDE SERVICE, OWNS & MANAGES FARM AND TIMBERLAND, FARM MANAGEMENT SERVICES, FARM OPERATIONS - TIMBER, ROW CROPS, CATTLE. POSITION: MEMBER POSITION TITLE: MEMBER START DATE: JUNE 2004 5-10 HOURS PER MONTH - NOT DURING MKT. HRS. DUTIES: MANAGEMENT (5) MOYE LAND COMPANY, LLC NON-INVESTMENT RELATED P.O. BOX 70998 ALBANY, GA 31708 NATURE: REAL ESTATE POSITION: MEMBER POSITION TITLE: MEMBER START DATE: AUGUST 2023 TIME SPENT: 2 HOURS PER MONTH - NOT DURING MKT. HRS. DUTIES: REAL ESTATE MANAGEMENT (6) SPRING CREEK LAND COMPANY, LLC NON-INVESTMENT RELATED P.O. BOX 70998 ALBANY, GA 31708 NATURE: REAL ESTATE POSITION: MEMBER POSITION TITLE: MEMBER START DATE: SEPTEMBER 2017 TIME SPENT 2 HOURS PER MONTH - NOT DURING MKT. HRS. DUTIES: REAL ESTATE MANAGEMENT (7) TURMAN LAND COMPANY, LLC NON-INVESTMENT RELATED P.O. BOX 70998 ALBANY, GA 31708 NATURE: REAL ESTATE POSITION: MEMBER POSITION TITLE: MEMBER START DATE: JULY 2019 TIME SPENT 2 HOURS PER MONTH - NOT DURING MKT. HRS. DUTIES: REAL ESTATE MANAGEMENT
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Edward Sanders's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
May 5, 2008 - Present
KINGSMARK PRIVATE FINANCIAL ADVISORS, LLC
Office #1: 601 Pointe North Boulevard, Albany, GA 31721RIA
CRD#: 146655
Albany, GA
Past
May 2, 2008 - December 31, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
ALBANY, GA
Past
March 17, 1999 - May 7, 2008
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
ALBANY, GA
Past
July 24, 1986 - May 7, 2008
NYLIFE SECURITIES LLC
BD
CRD#: 5167
ALBANY, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KINGSMARK PRIVATE FINANCIAL ADVISORS, LLC
KINGSMARK PRIVATE FINANCIAL ADVISORS, LLC | LONGLEAF FINANCIAL ADVISORS, LLC
CRD#: 146655 / SEC#: 801-68950
RIA
Registered Investment Advisory firm - (3/12/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(5/13/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
KP
KINGSMARK PRIVATE FINANCIAL ADVISORS, LLC
KINGSMARK PRIVATE FINANCIAL ADVISORS, LLC | LONGLEAF FINANCIAL ADVISORS, LLC
CRD#: 146655 / SEC#: 801-68950
RIA
Registered Investment Advisory firm - (3/12/2008 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
601 Pointe North Boulevard, Albany, GA 31721
Mailing Address
Po Box 70998, Albany, GA 31708
Phone number
(229) 439-2348
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 847 |
| AUM (Assets Under Management) | $ 373,647,851 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KINGSMARK PRIVATE FINANCIAL ADVISORS, LLC
CRD#: 146655Albany, GA 31721TRUST BUT VERIFY
Monitor Thomas Sanders
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
