Reginia K. Clever
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Reginia Kay Clever, who also goes by Kay Clever, Regenia Kay Wheatley, Regenia Kay Williams, Regenia K Wheatley-clever, was a registered financial professional .
Reginia is a previously registered financial professional and started their career in finance in 1987. Reginia had worked at 2 firms and has passed the Series 63, SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1991 - August 27, 2018
VINING-SPARKS IBG, LLC
December 8, 1987 - January 1, 1991
VINING-SPARKS SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
VINING-SPARKS IBG, LLC
CRD#: 27502 / SEC#: , 8-43150
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
