Gregory T. Barkauskas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Theodore Barkauskas, CFP®, who also goes by Greg Barkauskas, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1986. Gregory had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1997
Experience
August 24, 2016 - January 2, 2025
TRUIST ADVISORY SERVICES, INC.
October 5, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
October 1, 2012 - January 2, 2025
TRUIST INVESTMENT SERVICES, INC.
May 26, 2005 - October 4, 2012
FIFTH THIRD SECURITIES, INC.
February 25, 2005 - October 4, 2012
FIFTH THIRD SECURITIES, INC.
February 4, 2003 - February 28, 2005
INVEST FINANCIAL CORPORATION
November 26, 2002 - February 28, 2005
INVEST FINANCIAL CORPORATION
December 5, 2001 - November 29, 2002
BNY MELLON SECURITIES LLC
April 20, 2001 - December 5, 2001
CONSECO SECURITIES, INC.
February 11, 2000 - April 25, 2001
INVEST FINANCIAL CORPORATION
March 27, 1998 - May 3, 1999
BNY MELLON SECURITIES CORPORATION
February 7, 1995 - April 9, 1998
DEAM INVESTOR SERVICES, INC.
August 10, 1994 - January 24, 1995
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
March 25, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
March 25, 1991 - July 21, 1994
PRUCO SECURITIES, LLC.
November 5, 1986 - December 22, 1987
TP ICAP GLOBAL MARKETS AMERICAS LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
